| CBT |
Modify procedures for determining the daily settlement price for 30 year T-Bonds |
08/28/2007 |
Certified |
09/04/2007 |
|
1 |
| OCC |
Multiple Accounts of Clearing Members |
11/19/2002 |
Certified |
11/19/2002 |
|
0 |
| ICLR US |
Mutual Funds Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
0 |
| NADEX |
Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. |
10/28/2013 |
Certified |
11/12/2013 |
|
1 |
| NADEX |
Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. |
05/28/2013 |
Certified |
05/28/2013 |
|
1 |
| NADEX |
Nadex amends trading hours for Germany 30 and FTSE 100 Contracts |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
| NADEX |
Nadex clarifies Investment of Member Funds in Chapter 8, close time for Fed Funds Binary Contracts, and Holiday Product Schedule Guidelines. |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| NADEX |
Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| NADEX |
Nadex ends Minimum Initial Deposit Promotion but will permanently remove the requirement of a specific initial deposit amount. Nadex is also adding a registered money services business or other similarly authorized institution as a means of deposit. |
05/09/2022 |
Certified |
05/23/2022 |
|
2 |
| NADEX |
Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. |
12/10/2013 |
Certified |
12/25/2013 |
|
1 |
| NADEX |
Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. |
08/31/2015 |
Certified |
09/15/2015 |
|
1 |
| NADEX |
Nadex is amending certain rules to improve the efficiency and effectiveness of its disciplinary process. |
09/27/2024 |
Certified |
10/11/2024 |
|
2 |
| NADEX |
Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| NADEX |
Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| NADEX |
Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. |
07/05/2023 |
Certified |
07/19/2023 |
|
1 |
| NADEX |
Nadex is amending the Underlying Rollover Schedule for its Gold and Silver contracts. |
07/31/2024 |
Certified |
08/14/2024 |
|
2 |
| NADEX |
Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
| NADEX |
Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. |
12/17/2021 |
Certified |
01/04/2022 |
|
1 |
| NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
08/13/2021 |
Certified |
08/27/2021 |
|
1 |
| NADEX |
Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. |
10/18/2013 |
Certified |
11/01/2013 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. |
10/01/2013 |
Certified |
10/31/2013 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. |
10/11/2013 |
Certified |
10/31/2013 |
|
1 |
| NADEX |
Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. |
01/17/2023 |
Certified |
01/31/2023 |
|
1 |
| OCC |
Narrow-Based Stock Indexes |
09/27/2002 |
Certified |
09/27/2002 |
|
0 |
| NYMEX |
Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| OCC |
Netting of Member Accounts in Case of OCC Bankruptcy |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
| CBT |
New CBOT Rule 818 "Close-Out Netting." |
02/12/2009 |
Certified |
02/26/2009 |
|
1 |
| ICECC |
New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) |
09/28/2012 |
Certified |
02/14/2013 |
|
1 |
| CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
| CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 |
11/13/2012 |
Withdrawn |
12/06/2012 |
|
1 |
| CME |
New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps |
11/12/2009 |
Certified |
11/30/2009 |
|
1 |
| CME |
New Chapter 415E for the clearing of S&P GSCI Excess Return Index 2 Month Forward Swap Contracts (Cleared OTC) |
03/09/2010 |
Certified |
03/12/2010 |
|
1 |
| CME |
New Chapter 415F for the clearing of S&P GSCI Excess Return Index 3 Month Forward Swap Contracts (Cleared OTC) |
03/09/2010 |
Certified |
03/12/2010 |
|
1 |
| ICLREU2 |
New Cleared OTC Products |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
| CME |
New clearing fees applicable to cleared OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
| MIAX |
New Clearing System Rule Amendments |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
| LCHLTD |
New client clearing fee structure |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| CME |
New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index |
10/14/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
New CME Chapter 415C setting forth the terms and conditions and the rules for clearing cleared-only OTC-traded S&P/GSCI Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
| NADEX |
New contracts based on M&As |
06/07/2007 |
Certified |
06/22/2007 |
|
1 |
| NADEX |
New contracts based on M&As |
05/17/2007 |
Certified |
06/01/2007 |
|
0 |
| LCHLTD |
New Disciplinary procedures and amendments to appeals procedures |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
| CCORP |
New Eurex US Contracts |
01/20/2005 |
Certified |
01/20/2005 |
|
1 |
| LX |
New Fee Schedule |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| LCHLTD |
New Margin Collateral Haircut Schedule |
05/11/2020 |
Certified |
05/26/2020 |
|
2 |
| ICLR US |
New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| ICLREU2 |
New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. |
03/07/2013 |
Withdrawn |
03/14/2013 |
|
1 |
