| NYMEX |
OTC Energy Options |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
| NYMEX |
OTC Floor Member Guarantee |
02/03/2006 |
Certified |
02/03/2006 |
|
0 |
| NYMEX |
OTC Look-Alike Contract Position Limits |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
| NYMEX |
OTC Trade Submission |
09/25/2002 |
Certified |
09/25/2002 |
|
0 |
| CCORP |
OTC Treasury Futures |
05/08/2006 |
Certified |
05/08/2006 |
|
1 |
| BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |
| OCC |
PBOT Clearing Agreement |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
| OCC |
PBOT Libor Futures & Amended Agreement |
10/03/2006 |
Certified |
11/10/2006 |
|
1 |
| LCHLTD |
Penultimate Henry Hub Nat Gas Options & Swaps |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
| CME |
Performance Bond Deposits Line of Credit |
10/06/2003 |
Certified |
10/06/2003 |
|
1 |
| CME |
Performance Bond Requirement |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
| NYMEX |
PJM Electricity Futures |
04/10/2003 |
Certified |
04/10/2003 |
|
0 |
| LCHLTD |
Please accept this notification pursuant to CFTC regulation 40.6(d) of the below-described changesto the LCH Limited's ("LCH") London Deposit Rate, Client Deposit Rate, FCM LondonDeposit Rate and RepoClear Deposit Rate. |
02/16/2023 |
Notified |
02/16/2023 |
|
1 |
| CCH |
Policy and procedure for Public Director qualification as market participant |
06/07/2024 |
Certified |
06/24/2024 |
|
1 |
| CME |
Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 |
04/12/2012 |
Certified |
04/27/2012 |
|
1 |
| KCC |
Power of Board to suspend or revoke privileges of clearing members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| OCC |
Price Adjustments Dividends Distributions |
10/25/2004 |
Certified |
10/25/2004 |
|
0 |
| ICLR US |
Price Limits Margining |
12/15/2003 |
Certified |
12/15/2003 |
|
0 |
| LX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| OCC |
Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 |
07/03/2012 |
Certified |
07/18/2012 |
|
1 |
| LCHLTD |
Procedural Amendments |
11/01/2002 |
Certified |
11/01/2002 |
|
0 |
| ICLREU2 |
Procedure and policy changes relating to intraday margining. |
09/17/2018 |
Certified |
10/01/2018 |
|
3 |
| ECC |
Product, Member Rules |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
| EUREX |
Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 |
07/21/2021 |
Certified |
08/03/2021 |
|
6 |
| CME |
Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program |
02/09/2001 |
Certified |
02/09/2001 |
|
0 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 001-22 relating to the introduction of Eurex Daily Futures on KOSPI 200 Weekly Options |
02/04/2022 |
Certified |
02/17/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 002-22 relating to the Partnership Program 2022, the OTC IRD Basic Pack, EURO STOXX 50 Total Return Futures, termination of clients and the clarification of certain rules within the legal framework |
02/08/2022 |
Certified |
02/22/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 004-22 to the Price List relating to certain fees for Frankfurter Wertpapierbrse transactions |
02/09/2022 |
Certified |
02/23/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 005-22 relating to the transaction and post-trade fees in selected Equity Index and Fixed Income Futures and the annual review of volume rebates |
02/09/2022 |
Certified |
02/23/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 007-24 related to exemptions provisions and creditworthiness requirement for Public Entities, Termination Events, disclosure rights in case of a suspension and transfer provisions reg. WR Credits |
02/09/2024 |
Certified |
02/26/2024 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates |
03/09/2022 |
Certified |
03/23/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts |
03/16/2022 |
Certified |
03/30/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 022-22 to the Clearing Conditions and Price List relating to discontinuation of clearing services for equity and equity index on derivatives on Russian underlyings. |
04/06/2022 |
Certified |
04/20/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 025-22 related to the composition of the Equity (Index) Derivatives Liquidation Group and the discontinuation of the MSCI Dividend Futures Liquidation Group within the Default Management Process |
04/09/2022 |
Certified |
04/22/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 031-22 to the Clearing Conditions and Auction Terms regarding the discontinuation of the services of Eurex Securities Transactions Services GmbH. |
05/04/2022 |
Certified |
05/18/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 034-22 relating to the introduction of the ISA Direct Indemnified Model, which expands the current ISA Direct Model to an additional client scope |
05/12/2022 |
Certified |
05/26/2022 |
|
20 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland |
06/05/2023 |
Certified |
06/20/2023 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 036-22 to the Clearing Conditions and the Price List with regard to the implementation of a new equity index derivatives. |
05/20/2022 |
Certified |
06/06/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. |
06/01/2022 |
Certified |
06/15/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 038-22 to Eurex Clearing's annual review and recalibration of the parameters of the Stress Period Value-at-Risk ("VaR") margin component for ETD and OTC Derivatives. |
06/02/2022 |
Certified |
06/16/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 042-22 to the Clearing Conditions and FCM Regulations relating to service enhancements for OTC IRD, NDF, and SONIA-based OTC transactions, and updating ISDA definition references |
06/02/2022 |
Certified |
06/16/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 043-22 to the Clearing Conditions, DM Auction Rules, and Price List to reflect the Management Board of Eurex Clearing's decision to terminate certain OTC Currency Clearing Services |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 048-22 and 049-22 to the Clearing Conditions relating to the reclassification of US OTC CM, to the "US Person" definition, to the delivery of Fixed Income Futures Contracts and other minor changes. |
07/07/2022 |
Certified |
07/21/2022 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 050-22 related to implementation of the European Regulation on a framework for the recovery and resolution of CCPs (Regulation (EU) 2021/23) |
07/13/2022 |
Certified |
07/27/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committees flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics |
08/03/2023 |
Certified |
08/17/2023 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. |
08/04/2022 |
Certified |
08/18/2022 |
|
19 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees |
09/15/2023 |
Certified |
09/29/2023 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions |
09/15/2023 |
Certified |
09/29/2023 |
|
2 |
