EUREX |
Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures |
11/24/2021 |
Certified |
12/08/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts |
12/02/2021 |
Certified |
12/15/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions |
12/07/2021 |
Certified |
12/20/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service |
12/27/2021 |
Certified |
01/10/2022 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG |
12/17/2021 |
Certified |
01/03/2022 |
|
2 |
NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
ICLREU2 |
Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. |
01/31/2018 |
Certified |
02/14/2018 |
|
3 |
ICLR US |
Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. |
01/08/2021 |
Certified |
01/25/2021 |
|
2 |
ICLR US |
Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. |
01/08/2021 |
Certified |
01/25/2021 |
|
1 |
OCC |
Proposed amendments to OCC Rule 1111. |
04/19/2022 |
Certified |
05/03/2022 |
|
3 |
OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
OCC |
Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. |
05/06/2022 |
Certified |
05/20/2022 |
|
2 |
EUREX |
Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
ICLR US |
Proposed amendments to the ICE Clear U.S. Clearing Member Default Management Procedures and Default Auction Procedures |
01/08/2024 |
Certified |
01/23/2024 |
|
2 |
EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
ICLREU2 |
Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements. |
04/24/2015 |
Certified |
05/08/2015 |
|
2 |
OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
EUREX |
Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members |
09/24/2018 |
Certified |
10/09/2018 |
|
2 |
EUREX |
Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. |
07/02/2021 |
Certified |
07/16/2021 |
|
2 |
ICECC |
Proposed Rule 211 governing SDR reporting obligations. |
04/10/2013 |
Certified |
04/25/2013 |
|
3 |
EUREX |
Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange |
09/04/2018 |
Certified |
09/18/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group |
02/07/2019 |
Certified |
02/22/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes |
01/07/2019 |
Certified |
02/08/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index |
01/14/2019 |
Certified |
02/08/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-21 related to amending the transaction and post-trade fees in EURO STOXXr Banks Futures (FESB) and STOXXr Europe 600 Banks Futures (FSTB) |
02/04/2021 |
Certified |
02/19/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-20 relating to the introduction of futures contracts on the STOXXr USA 500 ESG-X Index |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005/21 related to recalibrating the rebate levels and thresholds for volume rebates in equity index futures and interest rate futures |
02/05/2021 |
Certified |
02/22/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-19 related to accounting for the increasing degree of uncertainty Eurex Clearing is facing with respect to cross-border regulation |
01/25/2019 |
Certified |
02/08/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions |
01/21/2020 |
Certified |
02/04/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-21 related to launch of Daily Futures on KOSPI 200 Futures on Eurex Deutschland |
02/10/2021 |
Certified |
02/25/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-22 related to the launch of certain single stock futures, equity options, and single stock dividend futures on Eurex Deutschland |
02/25/2022 |
Certified |
03/11/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-23 related to settlement prices, Price List information, and a fee waiver for certain contracts listed on Eurex Deutschland |
02/23/2023 |
Certified |
03/09/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland |
02/09/2024 |
Certified |
02/23/2024 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-17 relating to the extension of clearing services to cover a new listed derivatives contract, FX Rolling Spot Futures, including the default management process for this contract |
01/26/2017 |
Certified |
02/09/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-19 related to Eurex Repo's introduction of a new GC Pooling trading functionality, which would allow settlement of the front leg of non-same day GC Pooling trades early in the morning |
01/25/2019 |
Certified |
02/08/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model |
01/24/2020 |
Certified |
02/07/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license |
02/27/2023 |
Certified |
03/13/2023 |
|
3 |