| EUREX |
Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 075/21 pertaining to the introduction of Futures on BTCetc - ETC Group Physical Bitcoin introduced at Eurex Deutschland. |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 076/21 relating to a new contract naming convention for 3M SARON Futures (FSR3). |
08/26/2021 |
Certified |
09/10/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 079/21 relating to the introduction of a Pair-Off Service in response to the introduction of C7 Securities Clearing Service (C7 SCS) applying Trade Date Netting. |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 080/21 re: a reduction of the service fees for Eligible Margin Assets in the form of cash delivered in CHF and a Security Collateral Fee discount for certain U.S. persons subject to the FCM Regulations |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 081/21 relating to the transition of cleared OTC transactions referencing EONIA or LIBOR and the support of OTC transactions concluded under the 2021 ISDA Definitions. |
09/16/2021 |
Certified |
09/29/2021 |
|
12 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. |
09/15/2021 |
Certified |
09/28/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 083/21 relating to the transition of the reference Funding Rate for EURO STOXX 50 Index Total Return Futures from `?STR + EONIA transition spread' to ?STR flat. |
09/21/2021 |
Certified |
10/04/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). |
09/28/2021 |
Certified |
10/13/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) |
10/01/2019 |
Certified |
10/16/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules |
11/01/2021 |
Certified |
11/16/2021 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement |
11/01/2021 |
Certified |
11/16/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures |
11/24/2021 |
Certified |
12/08/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts |
12/02/2021 |
Certified |
12/15/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions |
12/07/2021 |
Certified |
12/20/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service |
12/27/2021 |
Certified |
01/10/2022 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG |
12/17/2021 |
Certified |
01/03/2022 |
|
2 |
| NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
| ICLREU2 |
Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. |
01/31/2018 |
Certified |
02/14/2018 |
|
3 |
| ICLR US |
Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. |
01/08/2021 |
Certified |
01/25/2021 |
|
2 |
| ICLR US |
Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. |
01/08/2021 |
Certified |
01/25/2021 |
|
1 |
| OCC |
Proposed amendments to OCC Rule 1111. |
04/19/2022 |
Certified |
05/03/2022 |
|
3 |
| OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
| OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
| OCC |
Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. |
05/06/2022 |
Certified |
05/20/2022 |
|
2 |
| EUREX |
Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
| EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
| ICLR US |
Proposed amendments to the ICE Clear U.S. Clearing Member Default Management Procedures and Default Auction Procedures |
01/08/2024 |
Certified |
01/23/2024 |
|
2 |
| ICLR US |
Proposed amendments to the ICE Clear U.S. Risk Management Framework. |
07/16/2024 |
Certified |
07/30/2024 |
|
2 |
| EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
| EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
| ICLREU2 |
Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements. |
04/24/2015 |
Certified |
05/08/2015 |
|
2 |
| OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| EUREX |
Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members |
09/24/2018 |
Certified |
10/09/2018 |
|
2 |
| EUREX |
Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. |
07/02/2021 |
Certified |
07/16/2021 |
|
2 |
| ICECC |
Proposed Rule 211 governing SDR reporting obligations. |
04/10/2013 |
Certified |
04/25/2013 |
|
3 |
| EUREX |
Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange |
09/04/2018 |
Certified |
09/18/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group |
02/07/2019 |
Certified |
02/22/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes |
01/07/2019 |
Certified |
02/08/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index |
01/14/2019 |
Certified |
02/08/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-21 related to amending the transaction and post-trade fees in EURO STOXXr Banks Futures (FESB) and STOXXr Europe 600 Banks Futures (FSTB) |
02/04/2021 |
Certified |
02/19/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures |
01/21/2017 |
Certified |
02/03/2017 |
|
2 |
