| LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
| CCORP |
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation |
04/03/2001 |
Certified |
04/03/2001 |
|
0 |
| OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
| CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
| ICLREU2 |
Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
| CME |
Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing |
02/16/2017 |
Withdrawn |
03/02/2017 |
|
1 |
| CME |
Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing |
05/22/2017 |
Certified |
06/06/2017 |
|
1 |
| LX |
Revision to Rule 5.6 to extend exchange hours to 24/7 |
10/26/2017 |
Certified |
11/09/2017 |
|
1 |
| CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
| NYMEX |
Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. |
07/30/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Revisions to Chapters 800-805 regarding OTC credit default swap contracts and contract specifications |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 |
12/11/2017 |
Certified |
12/26/2017 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
| CME |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| NYMEX |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
| MIAX |
Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| OCC |
Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. |
02/19/2013 |
Certified |
03/06/2013 |
|
1 |
| MIAX |
Revisions to Risk Manual |
11/15/2021 |
Certified |
11/30/2021 |
|
2 |
| MIAX |
Revisions to Risk Manual |
09/15/2021 |
Withdrawn |
09/30/2021 |
|
2 |
| CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| CME |
Revisions to Rule 980.F |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
| ICLR US |
Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. |
12/24/2018 |
Certified |
02/07/2019 |
|
2 |
| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| KCC |
Risk limits on clearing member positions by house and customer origin |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| ICE NGX |
Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund |
01/31/2023 |
Certified |
02/14/2023 |
|
2 |
| ICLR US |
Risk Management Framework Amendment - Collateral Haircut Methodology |
09/08/2022 |
Certified |
09/22/2022 |
|
2 |
| ICLR US |
Risk Management Framework Amendments |
01/23/2020 |
Certified |
02/06/2020 |
|
2 |
| KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| MIAX |
Risk Manual Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
2 |
| ICE NGX |
RMF amendments - enhancements of documentation of Portfolio Margin Model |
12/21/2021 |
Certified |
01/06/2022 |
|
2 |
| ICE NGX |
RMF amendments re Enhanced Liquidity & PMM |
12/10/2021 |
Withdrawn |
12/21/2021 |
|
2 |
| ICE NGX |
RMF Amendments re Same-Day Margin Calls |
09/06/2022 |
Certified |
09/20/2022 |
|
2 |
| ICE NGX |
RMF Changes - Enhanced Stress Testing |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| ICE NGX |
RMF changes re annual review |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| ICE NGX |
RMF Changes re Banking & Treasury Improvement Project |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| OCC |
Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member |
01/09/2008 |
Certified |
02/04/2008 |
|
1 |
| ICLR US |
Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. |
10/17/2007 |
Certified |
10/22/2007 |
|
1 |
| ICLR US |
Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements |
11/13/2009 |
Certified |
11/30/2009 |
|
1 |
| CME |
Rule 550 - Permit wider range of post settlement session prices for agricultural products. |
08/01/2007 |
Certified |
08/27/2007 |
|
1 |
| CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| NYMEX |
Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. |
06/21/2007 |
Certified |
07/17/2007 |
|
1 |
