Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation 11/24/2014 Certified 12/08/2014 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
CME Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes 12/11/2009 Certified 12/24/2009 1
LCHLLC Rule changes to comply with CFTC Rules applicable to DCOs that become effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
OCC Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 04/10/2012 Certified 04/25/2012 1
ICLR US Rule changes to effect amended Guaranty Fund allocation methodology. 08/28/2019 Certified 09/12/2019 2
LCHLTD Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients 02/27/2017 Certified 03/13/2017 2
LCHLTD Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. 12/15/2016 Certified 12/30/2016 1
ICLREU2 Rule changes to reflect clearing relationship between ICE Clear Europe Limited and ICE Futures U.S. and the delivery procedures applicable to ICE Futures U.S. contracts. 09/18/2012 Certified 10/03/2012 1
LCHLTD Rule changes to reflect SwapClear service being operational at 5 am, in LCH's discretion, and to clarify certain provisions applicable to the Rates service 02/08/2017 Certified 02/22/2017 1
CCH Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. 10/06/2010 Approved 02/11/2013 6
OCC Rule primarily applicable to securities 06/24/2004 Certified 06/24/2004 1
OCC Rule primarily applicable to securities 06/07/2004 Certified 06/07/2004 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
OCC Rule primarily applicable to securities 03/05/2007 Certified 03/05/2007 1
OCC Rule primarily applicable to securities 12/11/2006 Certified 12/11/2006 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC Rule primarily applicable to securities 07/12/2006 Certified 07/12/2006 1
OCC Rule primarily applicable to securities 06/26/2006 Certified 06/26/2006 1
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
OCC Rule primarily applicable to securities 12/09/2005 Certified 12/09/2005 1
OCC Rule primarily applicable to securities 11/09/2005 Certified 11/09/2005 1
OCC Rule primarily applicable to securities 10/13/2005 Certified 10/13/2005 1
OCC Rule primarily applicable to securities 09/29/2005 Certified 09/29/2005 1
OCC Rule primarily applicable to securities 08/16/2005 Certified 08/16/2005 1
OCC Rule primarily applicable to securities 07/13/2005 Certified 07/13/2005 1
OCC Rule primarily applicable to securities 06/24/2005 Certified 06/24/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Rule primarily applicable to securities 03/11/2004 Certified 03/11/2004 1