OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
LX |
Rulebook amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
NADEX |
Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
LCHLTD |
Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. |
03/01/2017 |
Certified |
03/15/2017 |
|
1 |
LCHLTD |
Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
LCHLTD |
Rulebook changes to accommodate straight-through processing. |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
LX |
Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange |
06/07/2024 |
Notified |
06/07/2024 |
|
1 |
LCHLLC |
Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. |
08/05/2010 |
Certified |
08/05/2010 |
|
1 |
ICLREU2 |
Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
OCC |
Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
ICLREU2 |
Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
CBT |
Rules Streamlining Clearing Requirements |
11/20/2003 |
Certified |
11/20/2003 |
|
0 |
OCC |
Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 |
01/24/2012 |
Certified |
02/08/2012 |
|
1 |
CME |
Rules to implement the Financial Instruments Clearing Member (FICM) program |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
CBT |
Rules to implement the Financial Instruments Clearing Member (FICM) program. |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
LCHSA |
SA ISDA New CDS Definitions |
09/04/2014 |
Certified |
09/18/2014 |
|
7 |
CME |
Satisfaction of Clearing House Obligation |
04/20/2001 |
Certified |
04/20/2001 |
|
0 |
ICECC |
SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
CCORP |
Seaboard Securities |
08/17/2006 |
Certified |
08/17/2006 |
|
0 |
CME |
Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
CME |
Section 90102.E of the CME Rulebook is being updated to reflect the addition of MXN-TIIE-BANXICO Rate Option for interest rate swaps denominated in Mexican Peso ("MXN"). |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
CME |
Securities Lending Program |
02/02/2001 |
Certified |
02/02/2001 |
|
0 |
CME |
Security Deposit |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
CME |
Security Deposit |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
LCHLLC |
Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
LCHSA |
See attached document. |
07/02/2019 |
Certified |
07/17/2019 |
|
1 |
CME |
See filing. |
01/19/2023 |
Certified |
02/02/2023 |
|
2 |
OCC |
Segregation of Long Options Positions |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
ICLR US |
Segregation Requirements |
07/17/2003 |
Certified |
07/17/2003 |
|
0 |
LCHLTD |
Selected Margin Changes |
11/08/2005 |
Certified |
11/08/2005 |
|
0 |
LCHLLC |
Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. |
09/04/2014 |
Certified |
09/18/2014 |
|
3 |
ICE NGX |
Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework |
01/11/2021 |
Withdrawn |
01/25/2021 |
|
2 |
LCHSA |
Self Certification of amendments to CDS clearing rules relating to extension of CDS clearing service to the clearing of CDX investment grade indices and related US Single Names |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. |
06/19/2017 |
Certified |
07/03/2017 |
|
2 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. |
11/01/2018 |
Certified |
11/15/2018 |
|
1 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. |
09/27/2016 |
Certified |
10/11/2016 |
|
1 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. |
10/11/2017 |
Certified |
10/24/2017 |
|
1 |
LCHLLC |
Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members |
06/02/2016 |
Certified |
06/16/2016 |
|
1 |
LCHLLC |
Self certification of clarifying changes regarding the transfer of client and proprietary contracts. |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
SGX-DC |
Self certification of rule amendments for Nifty futures and options |
02/25/2016 |
Certified |
03/09/2016 |
|
1 |
ICLR US |
Self Clearing Members |
08/17/2004 |
Certified |
08/17/2004 |
|
0 |
SGX-DC |
Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. |
03/09/2017 |
Certified |
03/22/2017 |
|
1 |
SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps |
08/30/2017 |
Certified |
09/13/2017 |
|
1 |
SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap |
10/04/2017 |
Certified |
10/19/2017 |
|
1 |
LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
LCHLTD |
Self-certification for the removal of the BDI product from the EnClear service. |
05/21/2014 |
Certified |
06/06/2014 |
|
1 |
LCHLTD |
Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. |
05/01/2014 |
Certified |
05/16/2014 |
|
1 |