Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC Self-certification in support of the introduction of the LSOC with Excess model. 02/27/2014 Certified 03/14/2014 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
SGX-DC Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. 12/14/2017 Certified 12/28/2017 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee 07/12/2019 Certified 07/25/2019 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
SGX-DC Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements 08/12/2016 Certified 08/25/2016 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 05/06/2019 Certified 05/17/2019 2
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
CME Self-certification of CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes. CME 14-240 06/13/2014 Certified 06/28/2014 1
SGX-DC Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy 12/13/2018 Certified 01/28/2019 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
OCC Self-certification of rule changes related to the Governance Committee charter. 10/25/2013 Certified 11/12/2013 1
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLTD Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. 12/16/2015 Certified 12/30/2015 1
LCHLTD Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. 04/27/2018 Certified 05/11/2018 1
LCHLTD Self-certification of the SwapClear service Client Deposit Rate (CDR) change. 09/16/2015 Certified 09/29/2015 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the extension of the ForexClear Client Clearing fees waiver program. 06/16/2014 Certified 07/01/2014 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
LCHLTD Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. 07/15/2014 Certified 07/28/2014 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. 12/13/2013 Certified 12/31/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
LCHLLC Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
CCD Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers 11/13/2019 Certified 11/27/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
LCHLTD Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. 09/27/2013 Certified 10/29/2013 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of corrections to LCH.Clearnet Limited's rules and regulations. 06/13/2014 Certified 06/28/2014 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. 06/13/2014 Certified 06/28/2014 1
LCHLTD Self-certification relating to confidential information 05/12/2014 Certified 05/27/2014 1
LCHLTD Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. 04/04/2014 Certified 04/19/2014 1
LCHLTD Self-certification relating to implementation of a margin model floor for the EnClear Clearing Service. 05/08/2014 Certified 05/23/2014 1
LCHLTD Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. 05/02/2014 Certified 05/17/2014 1
LCHLTD Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. 05/30/2014 Certified 06/14/2014 1
LCHLTD Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. 09/20/2016 Certified 10/04/2016 1
LCHLTD Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLLC Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
ICE NGX Self-certification to amendments to RMF 10/14/2021 Certified 10/28/2021 2
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
LCHLTD Semiannual rule filing 12/01/2006 Certified 01/11/2007 0
EUREX Sets forth further description of service listed in Rule Certification 018-16 04/01/2016 Certified 04/15/2016 2
OCC Settlement of Stock Futures 08/21/2003 Certified 08/21/2003 1