Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC Rule primarily applicable to securities 07/12/2006 Certified 07/12/2006 1
OCC Rule primarily applicable to securities 06/26/2006 Certified 06/26/2006 1
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
OCC Rule primarily applicable to securities 12/09/2005 Certified 12/09/2005 1
OCC Rule primarily applicable to securities 11/09/2005 Certified 11/09/2005 1
OCC Rule primarily applicable to securities 10/13/2005 Certified 10/13/2005 1
OCC Rule primarily applicable to securities 09/29/2005 Certified 09/29/2005 1
OCC Rule primarily applicable to securities 08/16/2005 Certified 08/16/2005 1
OCC Rule primarily applicable to securities 07/13/2005 Certified 07/13/2005 1
OCC Rule primarily applicable to securities 06/24/2005 Certified 06/24/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Rule primarily applicable to securities 03/11/2004 Certified 03/11/2004 1
OCC Rule primarily applicable to securities 02/23/2004 Certified 02/23/2004 1
LX Rulebook amendment 09/19/2017 Certified 10/03/2017 1
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2
NADEX Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. 06/14/2013 Certified 06/29/2013 1
LCHLTD Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. 03/01/2017 Certified 03/15/2017 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
LCHLTD Rulebook changes to accommodate straight-through processing. 04/15/2013 Certified 04/30/2013 1
LX Rulebook update 04/08/2022 Certified 04/22/2022 2
LX Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange 06/07/2024 Notified 06/07/2024 1
LCHLLC Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. 08/05/2010 Certified 08/05/2010 1
ICLREU2 Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. 11/09/2012 Certified 11/28/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
ICLREU2 Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. 10/24/2012 Certified 11/08/2012 1
CBT Rules Streamlining Clearing Requirements 11/20/2003 Certified 11/20/2003 0
OCC Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 01/24/2012 Certified 02/08/2012 1
CME Rules to implement the Financial Instruments Clearing Member (FICM) program 02/25/2011 Certified 02/25/2011 1
CBT Rules to implement the Financial Instruments Clearing Member (FICM) program. 02/25/2011 Certified 02/25/2011 1
LCHSA SA ISDA New CDS Definitions 09/04/2014 Certified 09/18/2014 7
CME Satisfaction of Clearing House Obligation 04/20/2001 Certified 04/20/2001 0