Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
CCORP Seaboard Securities 08/17/2006 Certified 08/17/2006 0
CME Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 10/08/2020 Certified 10/23/2020 2
CME Section 90102.E of the CME Rulebook is being updated to reflect the addition of MXN-TIIE-BANXICO Rate Option for interest rate swaps denominated in Mexican Peso ("MXN"). 11/01/2013 Certified 11/19/2013 1
CME Securities Lending Program 02/02/2001 Certified 02/02/2001 0
CME Security Deposit 04/09/2001 Certified 04/09/2001 0
CME Security Deposit 07/05/2001 Certified 07/05/2001 0
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
LCHSA See attached document. 07/02/2019 Certified 07/17/2019 1
CME See filing. 01/19/2023 Certified 02/02/2023 2
OCC Segregation of Long Options Positions 12/17/2002 Certified 12/17/2002 0
ICLR US Segregation Requirements 07/17/2003 Certified 07/17/2003 0
LCHLTD Selected Margin Changes 11/08/2005 Certified 11/08/2005 0
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
LCHSA Self Certification of amendments to CDS clearing rules relating to extension of CDS clearing service to the clearing of CDX investment grade indices and related US Single Names 03/09/2016 Certified 03/23/2016 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. 06/19/2017 Certified 07/03/2017 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. 09/27/2016 Certified 10/11/2016 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
LCHLLC Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members 06/02/2016 Certified 06/16/2016 1
LCHLLC Self certification of clarifying changes regarding the transfer of client and proprietary contracts. 03/18/2014 Certified 04/02/2014 1
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
ICLR US Self Clearing Members 08/17/2004 Certified 08/17/2004 0
SGX-DC Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. 03/09/2017 Certified 03/22/2017 1
SGX-DC Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. 06/05/2019 Certified 06/19/2019 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps 08/30/2017 Certified 09/13/2017 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
LCHLTD Self-certification for the Audit Committee and Remuneration Committee terms of reference 02/22/2019 Certified 03/08/2019 4
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
LCHLLC Self-certification in support of the introduction of the LSOC with Excess model. 02/27/2014 Certified 03/14/2014 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
SGX-DC Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. 12/14/2017 Certified 12/28/2017 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee 07/12/2019 Certified 07/25/2019 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
SGX-DC Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements 08/12/2016 Certified 08/25/2016 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 05/06/2019 Certified 05/17/2019 2
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
CME Self-certification of CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes. CME 14-240 06/13/2014 Certified 06/28/2014 1
SGX-DC Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy 12/13/2018 Certified 01/28/2019 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
OCC Self-certification of rule changes related to the Governance Committee charter. 10/25/2013 Certified 11/12/2013 1
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1