Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
SGX-DC SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. 10/25/2017 Certified 11/07/2017 2
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
LCHLTD Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. 09/01/2010 Certified 09/01/2010 1
CBT Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider 09/10/2007 Certified 09/19/2007 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
OCC Stocks Hedge Loan Program 10/02/2002 Certified 10/02/2002 0
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
LCHSA Submission for self-certification the addition of the new trade name "LCH SA" 05/19/2016 Certified 06/02/2016 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
MGEX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LCHLTD Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. 02/27/2015 Certified 03/12/2015 1
ICLREU2 Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. 08/31/2012 Withdrawn 10/12/2012 2
LCHLTD Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members 02/12/2009 Certified 02/12/2009 1
ICE NGX Submission to implement changes to ICE NGX RMF to document annual updates. 05/07/2024 Certified 05/21/2024 2
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
ICE NGX Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. 04/21/2023 Certified 05/05/2023 2
ICE NGX Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. 03/05/2024 Certified 03/19/2024 2
OCC Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. 05/23/2018 Notified 05/23/2018 1
MGEX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
ICE NGX Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule 04/22/2022 Certified 05/06/2022 3
LCHLTD SwapClear Fees & Charges 11/01/2002 Certified 11/01/2002 0
LCHLTD SwapClear Members & Dealers 11/25/2002 Certified 11/25/2002 0
LCHLTD SwapClear service new standard pricing plan for client clearing fees 06/18/2012 Certified 07/03/2012 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
OCC Technical amendments to fitness standards for directors, clearing members and others 05/15/2012 Certified 05/31/2012 1
OCC Technical amendments to the Stock Loan Hedge and Market Loan Program rules. 03/25/2010 Certified 03/31/2010 1
OCC Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. 02/14/2013 Certified 03/02/2013 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
ICLREU2 Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. 09/07/2012 Certified 09/22/2012 1
OCC Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. 12/31/2008 Certified 01/02/2009 1
CBT Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC 06/27/2007 Certified 06/29/2007 1
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
CME Temporary delisting of certain contract months for cleared-only commodity index swaps. 09/30/2013 Certified 09/30/2013 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
CME Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
CBT Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
LCHLTD Tenor extensions to Norwegian, Polish and Danish (NOK, PLN and DKK) currencies 09/16/2016 Certified 09/30/2016 1
OCC Termination of OCC's Pledge program; SR-OCC-2012-10 06/28/2012 Certified 07/14/2012 1