| MIAX |
Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification |
08/26/2021 |
Certified |
09/10/2021 |
|
1 |
| LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
| LX |
Submission of revised fee schedule. |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
| LCHLTD |
Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. |
02/27/2015 |
Certified |
03/12/2015 |
|
1 |
| ICLREU2 |
Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. |
08/31/2012 |
Withdrawn |
10/12/2012 |
|
2 |
| LCHLTD |
Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members |
02/12/2009 |
Certified |
02/12/2009 |
|
1 |
| ICE NGX |
Submission to implement changes to ICE NGX RMF to document annual updates. |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
| ICE NGX |
Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation |
06/21/2023 |
Certified |
07/06/2023 |
|
2 |
| ICE NGX |
Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. |
04/21/2023 |
Certified |
05/05/2023 |
|
2 |
| ICE NGX |
Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. |
03/05/2024 |
Certified |
03/19/2024 |
|
2 |
| ICE NGX |
Submission to implement changes to the Risk Management Framework. |
07/05/2024 |
Certified |
07/19/2024 |
|
2 |
| OCC |
Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. |
05/23/2018 |
Notified |
05/23/2018 |
|
1 |
| MIAX |
Submitting Risk Management Manual following revisions. |
11/04/2019 |
Certified |
11/19/2019 |
|
2 |
| ICE NGX |
Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule |
04/22/2022 |
Certified |
05/06/2022 |
|
3 |
| LCHLTD |
SwapClear Fees & Charges |
11/01/2002 |
Certified |
11/01/2002 |
|
0 |
| LCHLTD |
SwapClear Members & Dealers |
11/25/2002 |
Certified |
11/25/2002 |
|
0 |
| LCHLTD |
SwapClear service new standard pricing plan for client clearing fees |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| LCHLTD |
SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. |
09/04/2015 |
Certified |
09/21/2015 |
|
1 |
| OCC |
Technical amendments to fitness standards for directors, clearing members and others |
05/15/2012 |
Certified |
05/31/2012 |
|
1 |
| OCC |
Technical amendments to the Stock Loan Hedge and Market Loan Program rules. |
03/25/2010 |
Certified |
03/31/2010 |
|
1 |
| OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
| OCC |
Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| ICLREU2 |
Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. |
09/07/2012 |
Certified |
09/22/2012 |
|
1 |
| OCC |
Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. |
12/31/2008 |
Certified |
01/02/2009 |
|
1 |
| CBT |
Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC |
06/27/2007 |
Certified |
06/29/2007 |
|
1 |
| NYMEX |
Temporary 50% reduction in clearing fees for power futures |
10/14/2011 |
Certified |
10/29/2011 |
|
2 |
| CME |
Temporary delisting of certain contract months for cleared-only commodity index swaps. |
09/30/2013 |
Certified |
09/30/2013 |
|
1 |
| FCEX |
Temporary expanded trading hours between November 3, 2024 and November 8, 2024. |
10/17/2024 |
Certified |
10/31/2024 |
|
2 |
| FCEX |
Temporary expansion of trading hours on Fridays and Sundays between October 25 2024 and November 3, 2024. |
10/09/2024 |
Certified |
10/24/2024 |
|
2 |
| CME |
Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps |
02/24/2012 |
Certified |
03/10/2012 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLTD |
Tenor extensions to Norwegian, Polish and Danish (NOK, PLN and DKK) currencies |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
| OCC |
Termination of OCC's Pledge program; SR-OCC-2012-10 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
| CME |
Termination of the OTC FX Non-Deliverable Forwards Incentive Program |
10/04/2018 |
Certified |
10/19/2018 |
|
2 |
| CME |
Termination of the U.S. Dollar Swaptions Incentive Program |
07/09/2018 |
Certified |
07/23/2018 |
|
1 |
| CME |
Termination of Trading, Conversion and Delisting of Standard-Size S&P 500 Index Contracts |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
| LCHLTD |
Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. |
10/16/2015 |
Certified |
10/29/2015 |
|
2 |
| ICE NGX |
The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone |
05/24/2019 |
Withdrawn |
05/31/2019 |
|
1 |
| ICE NGX |
The addition of four physically-settled natural gas futures transactions in the U.S. natural gas market with delivery points at Pine Prairie Hub (Evangeline Parish, LA). |
09/05/2019 |
Certified |
09/19/2019 |
|
1 |
| SGX-DC |
The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. |
10/31/2018 |
Certified |
11/15/2018 |
|
2 |
| SGX-DC |
The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. |
11/29/2019 |
Certified |
12/12/2019 |
|
1 |
| SGX-DC |
The Amendment is to remove the Euroyen Futures contract from the list of contracts under Appendix 2 - Contracts of Other Relevant Markets Accepted by the Clearing House - of the SGX-DC Clearing Rules, arising from its delisting on the CME. |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| ICE NGX |
The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. |
09/27/2023 |
Certified |
10/12/2023 |
|
1 |
| SGX-DC |
The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. |
01/08/2017 |
Certified |
01/23/2017 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the new SGX Fuel Oil Swap contracts. In particular, the Amendments specify the methodology for calculation of the final settlement price of the Contracts in the SGX-DC Clearing rules. |
09/19/2019 |
Certified |
10/02/2019 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
05/02/2018 |
Certified |
05/15/2018 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. |
09/18/2019 |
Certified |
10/01/2019 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
06/29/2017 |
Certified |
07/14/2017 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
03/21/2018 |
Certified |
04/03/2018 |
|
1 |
