OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. |
07/29/2016 |
Certified |
08/12/2016 |
|
1 |
OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. |
12/31/2015 |
Certified |
01/15/2016 |
|
2 |
OCC |
The purpose of this proposed rule change is to simplify OCC's fee structure. |
03/02/2016 |
Certified |
03/16/2016 |
|
1 |
ICLREU2 |
The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
09/03/2015 |
Certified |
09/18/2015 |
|
2 |
LCHSA |
The replacement of e-CCW technology thus enhancing security, capability and maintenance willbe effective from 21 April 2015. Therefore the fees grid has to be updated. |
04/07/2015 |
Certified |
04/20/2015 |
|
1 |
LCHLTD |
The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. |
04/01/2020 |
Certified |
04/14/2020 |
|
1 |
SGX-DC |
The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. |
06/22/2015 |
Certified |
07/06/2015 |
|
1 |
LCHLTD |
The SwapClear list of Approved Trade Source Systems (ATSS), publicly available on LCH's website has been updated to include the full legal names of each ATSS currently connected to the service. |
03/23/2018 |
Notified |
03/23/2018 |
|
1 |
LCHLTD |
The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. |
03/22/2019 |
Notified |
03/22/2019 |
|
1 |
LCHLTD |
The SwapClear service has onboarded HPA SA (OTCex Group) as a new trading venue |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
LCHLTD |
The SwapClear service has onboarded Tradeweb EU B.V. as a new trading venue |
03/08/2019 |
Notified |
03/08/2019 |
|
1 |
CME |
The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. |
08/11/2009 |
Certified |
08/11/2009 |
|
1 |
LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
ICE NGX |
This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. |
11/26/2018 |
Certified |
12/10/2018 |
|
2 |
OCC |
This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
OCC |
This change would consolidate OCC's Governance Committee and Nominating Committee into a single committee, make changes to OCC's nomination process for directors and increase the number of Public Directors on OCC's Board of Directors. OCC #SR-OCC-2014-09 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
OCC |
This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
OCC |
This proposed rule change amends OCC' s Schedule of Fees in order to correct an inadvertent oversight in a prior rule change. #SR-OCC-2014-11 |
05/14/2014 |
Certified |
05/29/2014 |
|
2 |
OCC |
This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. |
11/16/2015 |
Certified |
12/01/2015 |
|
1 |
OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
OCC |
This proposed rule change concerns an Agreement for Clearing and Settlement Services between OCC and NASDAQ Futures, Inc. |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
OCC |
This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
07/22/2014 |
Certified |
08/04/2014 |
|
1 |
OCC |
This proposed rule change concerns enhancements to OCC's governance arrangements. |
02/24/2016 |
Certified |
03/09/2016 |
|
2 |
OCC |
This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
OCC |
This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. |
07/27/2016 |
Certified |
08/10/2016 |
|
3 |
OCC |
This proposed rule change concerns pass-through letters of credit. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
OCC |
This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. |
02/27/2015 |
Notified |
02/27/2015 |
|
1 |
OCC |
This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. |
01/07/2015 |
Certified |
01/22/2015 |
|
1 |
OCC |
This proposed rule change concerns the requirement for clearing members to participate in operational testing. |
10/02/2015 |
Certified |
10/19/2015 |
|
1 |
OCC |
This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. |
12/08/2014 |
Certified |
12/22/2014 |
|
1 |
OCC |
This proposed rule change concerns updated to clearing member documents. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
OCC |
This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. |
01/23/2015 |
Certified |
02/06/2015 |
|
1 |
OCC |
This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. |
03/15/2016 |
Withdrawn |
07/15/2016 |
|
2 |
OCC |
This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. |
01/15/2015 |
Certified |
01/30/2015 |
|
1 |
OCC |
This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
OCC |
This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. |
07/24/2014 |
Certified |
08/07/2014 |
|
2 |
OCC |
This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. |
07/16/2014 |
Certified |
07/29/2014 |
|
1 |
OCC |
This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
OCC |
This proposed rule change would allow a clearing fee waiver for exchange new products. |
09/02/2015 |
Certified |
09/17/2015 |
|
1 |
OCC |
This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. |
03/06/2015 |
Withdrawn |
03/17/2015 |
|
1 |
OCC |
This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
OCC |
This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. |
01/19/2017 |
Certified |
02/02/2017 |
|
3 |
OCC |
This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
OCC |
This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
OCC |
This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
OCC |
This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
OCC |
This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. |
10/21/2014 |
Certified |
11/04/2014 |
|
2 |