Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
ICLREU2 To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. 04/11/2017 Certified 04/25/2017 2
ICLREU2 To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. 07/21/2016 Certified 08/03/2016 3
ICLREU2 To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. 11/14/2014 Certified 11/28/2014 1
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
ICE NGX To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point 09/26/2023 Certified 10/11/2023 1
ICE NGX To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point 10/31/2023 Certified 11/15/2023 1
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NODALCL Transaction Fee Schedule Amendment 01/23/2024 Certified 02/06/2024 2
NODALCL Transaction Fee Schedule Change 03/02/2023 Certified 03/16/2023 2
NODALCL Transaction Fee Schedule Update 01/26/2023 Certified 02/09/2023 2
NODALCL Transaction Fee Schedule Update 07/27/2023 Certified 08/10/2023 2
NODALCL Transaction Fee Schedule Update 08/28/2024 Certified 09/12/2024 2
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
CBT Transfer of Clearing Accounts 08/06/2003 Certified 08/06/2003 0
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
NYMEX Unsecured Loans as Customer Margin 08/05/2005 Certified 08/10/2005 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
MIAX Update procedures for transfer of customer positions; modify disciplinary committees' structure 03/26/2012 Certified 04/10/2012 1
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
LX Update to LedgerX Fee Schedule 09/23/2020 Notified 09/23/2020 1
CCD Update to Margin Model and Margin Model Governance Policy 04/18/2024 Certified 05/02/2024 2
ICE NGX Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. 05/30/2019 Certified 06/13/2019 1
MIAX Update to procedures with regard to financial oversight of FCM Clearing Members 04/30/2012 Certified 05/15/2012 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
LCHLTD Update to the LCH Margin Collateral Haircut Schedule 07/27/2017 Certified 08/10/2017 2
LCHLTD Update to the LCH Margin Collateral Haircut Schedule. 11/29/2016 Certified 12/13/2016 2
LX Updated LedgerX Compliance Manual 07/10/2019 Certified 07/24/2019 2
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
ICE NGX Updates and changes to the Default Management Procedures 06/26/2024 Certified 07/11/2024 . 2
OCC Updates procedures to adjustment panel voting 05/07/2012 Certified 05/22/2012 1
CME Updates to IRS Manual; 12-274S. 08/30/2012 Certified 09/15/2012 1
MIAX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
LX Updates to Participant Agreement 06/07/2024 Certified 06/24/2024 2
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
NODALCL Updates to RMC charter, new RMAC and RWG charters 06/20/2024 Certified 07/05/2024 3
LX Updates to User Agreement 06/07/2024 Certified 06/24/2024 2
OCC Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. 11/30/2012 Certified 12/15/2012 1
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
CME Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. 12/27/2012 Certified 01/12/2013 1
CCORP USFE 09/25/2003 Certified 09/25/2003 1
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
OCC Various changes to clearing fee schedule 08/03/2007 Certified 08/03/2007 1