| ICE NGX |
Amendments to ICE NGX's Risk Management Framework |
02/19/2021 |
Certified |
03/05/2021 |
|
2 |
| ICLREU2 |
Amendments to ICEU Delivery Procedures |
10/04/2018 |
Certified |
10/19/2018 |
|
2 |
| ICLR US |
Amendments to ICUS Rule 204 |
03/26/2021 |
Certified |
04/09/2021 |
|
1 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Risk Management Framework |
10/25/2019 |
Certified |
11/08/2019 |
|
2 |
| ICLR US |
Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member |
11/21/2007 |
Certified |
11/27/2007 |
|
1 |
| CME |
Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps |
07/05/2018 |
Certified |
07/19/2018 |
|
1 |
| OCC |
Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology |
12/14/2007 |
Certified |
12/28/2007 |
|
1 |
| LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| LCHLLC |
Amendments to LCH.Clearnet LLC's Rules and Regulations concerning the introduction of Legally Segregated, Operationally Commingled ("LSOC") Accounts under CFTC Regulation Part 22. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| NYPC |
Amendments to LLC Agreement re fiduciary duties of directors. |
10/05/2011 |
Certified |
10/21/2011 |
|
1 |
| ICE NGX |
Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement |
11/09/2018 |
Certified |
11/27/2018 |
|
1 |
| MIAX |
Amendments to MGEX Bylaws |
02/02/2024 |
Certified |
02/16/2024 |
|
2 |
| MIAX |
Amendments to MGEX Bylaws and Board Committee Charters |
06/14/2024 |
Certified |
07/01/2024 |
|
4 |
| MIAX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| MIAX |
Amendments to MGEX Risk Manual |
05/30/2023 |
Certified |
06/13/2023 |
|
2 |
| MIAX |
Amendments to MGEX Risk Manual |
01/09/2023 |
Certified |
01/24/2023 |
|
2 |
| MIAX |
Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
| MIAX |
Amendments to MGEX's Risk Management Manual |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| ICLREU2 |
Amendments to minimum capital requirements of CDS Clearing Members |
05/08/2012 |
Certified |
05/22/2012 |
|
1 |
| ICLR US |
Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
| NADEX |
Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| NODALCL |
Amendments to Nodal Clear Risk Policies |
02/15/2022 |
Certified |
03/02/2022 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
01/24/2024 |
Certified |
02/07/2024 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
10/01/2024 |
Certified |
10/16/2024 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 |
06/27/2023 |
Certified |
07/12/2023 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| NODALCL |
Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts |
04/11/2019 |
Certified |
04/25/2019 |
|
3 |
| OCC |
Amendments to OCC's stock loan and hedge program. |
02/25/2008 |
Certified |
02/29/2008 |
|
1 |
| LX |
Amendments to operations manual as previously discussed with DCR staff. |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| LX |
Amendments to Operations Manual. |
01/29/2018 |
Withdrawn |
02/09/2018 |
|
5 |
| CME |
Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
Amendments to OTC substitution rule. |
06/30/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
| LX |
Amendments to Participant Agreement |
07/28/2022 |
Withdrawn |
08/04/2022 |
|
2 |
| ICLREU2 |
Amendments to Permitted Cover rules, haircut rates. |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| ICE NGX |
Amendments to Physical Delivery. |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| CME |
Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| LCHLTD |
Amendments to post-default rules and methodology. |
11/14/2012 |
Certified |
11/14/2012 |
|
1 |
| NADEX |
Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts |
06/08/2007 |
Certified |
06/22/2007 |
|
1 |
| ICLREU2 |
Amendments to procedures and contract terms in order to comply with Dodd-Frank Act |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| MIAX |
Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
| ICE NGX |
Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| CME |
Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares |
07/28/2011 |
Certified |
08/12/2011 |
|
1 |
| CME |
Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures |
09/12/2011 |
Certified |
09/27/2011 |
|
1 |
| LCHLTD |
Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
