Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
MIAX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
ICE NGX Amendments to RMF 07/08/2022 Certified 07/22/2022 2
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
LCHLLC Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. 11/09/2009 Certified 02/26/2010 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
CME Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts 06/13/2024 Certified 06/28/2024 1
CME Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. 10/15/2009 Certified 10/15/2009 1
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CME Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") 03/09/2016 Certified 03/23/2016 1
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
CME Amendments to Rule 8F15 regardiing trade submission to CME Clearport 09/22/2009 Certified 09/22/2009 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
CME Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations 07/18/2014 Certified 08/01/2014 2
LCHLLC Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. 04/15/2010 Certified 04/20/2010 1
LCHLTD Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. 12/02/2009 Certified 12/03/2009 1
CME Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts 04/29/2008 Certified 05/01/2008 1
OCC Amendments to rules for clearing credit default products 06/14/2007 Certified 06/19/2007 1
OCC Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. 05/28/2008 Certified 06/04/2008 1
ICE NGX Amendments to rules of the Contracting Party's Agreement primarily for the purpose of adding crude oil products to those offered by NGX. 04/30/2009 Certified 05/04/2009 2
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
OCC Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX 11/20/2009 Certified 11/30/2009 1
CCD Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. 08/18/2023 Certified 09/01/2023 1
LCHLTD Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. 09/25/2012 Certified 10/11/2012 1
ICLREU2 Amendments to Rules to comply with Dodd-Frank Act including the accomodation of clearing members that are registered futures commission merchants. 07/13/2011 Certified 07/13/2011 1
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
CME Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. 05/22/2008 Certified 05/22/2008 1
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
ICE NGX Amendments to Schedule "F" - Physically Settled Gas Futures - Canadian Delivery Points of the Contracting Party Agreement 01/04/2019 Certified 02/08/2019 1
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
SGX-DC Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. 10/19/2015 Certified 11/02/2015 1
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) 11/01/2013 Certified 11/19/2013 1
ICE NGX Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. 04/13/2010 Certified 04/15/2010 1
ICE NGX Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related settlement payments. 11/14/2024 10 Day Review 11/14/2024 2
ICE NGX Amendments to the Contracting Party Agreement to update and modernize provisions, specify timeframes, reflect current practices and other housekeeping. 10/03/2024 Certified 10/18/2024 1
ICE NGX Amendments to the CPA to change the Transaction Fees applicable to Yesterday products 06/07/2024 Certified 06/24/2024 1
ICE NGX Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period 08/02/2019 Certified 08/16/2019 1