| MIAX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
| LCHLTD |
Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. |
07/22/2019 |
Notified |
07/22/2019 |
|
1 |
| MIAX |
Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. |
05/14/2024 |
Notified |
05/14/2024 |
|
1 |
| MIAX |
Weekly Notification advising of approved changes to Bitnomial Hashrate (HUP) outright margin rates, Bitnomial Bitcoin (BUS) spread margin rates, and Bitnomial Bitcoin (BUI) spread margin rates. |
05/28/2024 |
Notified |
05/28/2024 |
|
1 |
| LCHLTD |
Weekly Notification - MXN rate change notice |
11/19/2024 |
Notified |
11/19/2024 |
|
1 |
| MIAX |
Weekly Notification - Bitnomial margin rates |
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
| CME |
Weekly 40.6(d) notifications |
03/07/2012 |
Certified |
03/07/2012 |
|
1 |
| LCHLTD |
WCI Cash Settled Container Freight Swap Contracts |
02/14/2012 |
Certified |
03/01/2012 |
|
1 |
| NADEX |
VPH Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
| NYMEX |
Voiding OTC Contract Submissions Clearport |
03/18/2004 |
Certified |
03/18/2004 |
|
1 |
| ECC |
VMAC |
10/10/2002 |
Certified |
10/10/2002 |
|
0 |
| OCC |
Various changes to clearing fee schedule |
08/03/2007 |
Certified |
08/03/2007 |
|
1 |
| NODALCL |
Various Amendments to Nodal Clear Rules |
06/06/2022 |
Certified |
06/21/2022 |
|
2 |
| CME |
Various amendments to CME Chapter 8F regarding OTC Derivative Clearing |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| OCC |
Variance Futures |
05/10/2004 |
Certified |
05/10/2004 |
|
1 |
| CCORP |
USFE |
09/25/2003 |
Certified |
09/25/2003 |
|
1 |
| CME |
Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| LCHLTD |
Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies |
05/16/2017 |
Certified |
05/30/2017 |
|
1 |
| ICE NGX |
Updating two definitions in the CPA |
03/11/2021 |
Certified |
03/25/2021 |
|
2 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| LX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| NODALCL |
Updates to RMC charter, new RMAC and RWG charters |
06/20/2024 |
Certified |
07/05/2024 |
|
3 |
| LX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| LX |
Updates to Participant Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| MIAX |
Updates to MGEX Rules Chapter 21 |
06/26/2023 |
Certified |
07/11/2023 |
|
1 |
| CME |
Updates to IRS Manual; 12-274S. |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
| OCC |
Updates procedures to adjustment panel voting |
05/07/2012 |
Certified |
05/22/2012 |
|
1 |
| ICE NGX |
Updates and changes to the Default Management Procedures |
06/26/2024 |
Certified |
07/11/2024 |
. |
2 |
| LX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| LX |
Updated Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
| LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
| CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| MIAX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
| LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
| CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
| MIAX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| LCHSA |
Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval |
03/10/2016 |
Certified |
03/24/2016 |
|
1 |
| NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
| CME |
Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
| NYMEX |
Transco Basis SWAPs |
11/05/2002 |
Certified |
11/05/2002 |
|
0 |
| NODALCL |
Transaction Fee Schedule update for Nodal Exchange products |
11/02/2022 |
Certified |
11/17/2022 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
07/27/2023 |
Certified |
08/10/2023 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
08/28/2024 |
Certified |
09/12/2024 |
|
2 |
| NODALCL |
Transaction Fee Schedule Change |
03/02/2023 |
Certified |
03/16/2023 |
|
2 |
