| CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| MGEX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
| LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
| CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
| MGEX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| LCHSA |
Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval |
03/10/2016 |
Certified |
03/24/2016 |
|
1 |
| NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
| CME |
Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
| NYMEX |
Transco Basis SWAPs |
11/05/2002 |
Certified |
11/05/2002 |
|
0 |
| NODALCL |
Transaction Fee Schedule update for Nodal Exchange products |
11/02/2022 |
Certified |
11/17/2022 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
07/27/2023 |
Certified |
08/10/2023 |
|
2 |
| NODALCL |
Transaction Fee Schedule Change |
03/02/2023 |
Certified |
03/16/2023 |
|
2 |
| NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
| NADEX |
Trading Members on the Intermediated Market |
07/07/2006 |
Certified |
07/07/2006 |
|
0 |
| NYMEX |
Trade submission deadlines |
12/13/2002 |
Certified |
12/13/2002 |
|
0 |
| ICE NGX |
To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point |
10/31/2023 |
Certified |
11/15/2023 |
|
1 |
| ICE NGX |
To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point |
09/26/2023 |
Certified |
10/11/2023 |
|
1 |
| ICLREU2 |
To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. |
03/24/2016 |
Certified |
04/06/2016 |
|
2 |
| ICLREU2 |
To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. |
02/01/2017 |
Certified |
02/15/2017 |
|
2 |
| ICLREU2 |
To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. |
11/14/2014 |
Certified |
11/28/2014 |
|
1 |
| ICLREU2 |
To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. |
07/21/2016 |
Certified |
08/03/2016 |
|
3 |
| ICLREU2 |
To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. |
04/11/2017 |
Certified |
04/25/2017 |
|
2 |
| ICLR US |
To modify requirements for assets to be used as guarantee fund deposits or margin |
12/19/2007 |
Certified |
12/28/2007 |
|
1 |
| ICLREU2 |
To modify certain provisions of the Clearing Procedures applicable to the exercise of option contracts in order to align with recent changes to ICE Futures Europe rules for certain energy option contracts. |
12/15/2017 |
Certified |
01/02/2018 |
|
2 |
| ICLREU2 |
To modify certain aspects of the ICE Clear Europe CDS End-of-Day Price Discovery Policy to implement a new direct price submission process for Clearing Members. |
03/10/2017 |
Certified |
03/24/2017 |
|
2 |
| ICE NGX |
To make amendments relating to the ability to facilitate the listing for trading and clearing of a full load regulated rate option ("RRO") product. |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
| SGX-DC |
To facilitate SGX-DC's acceptance for clearing of the SGX Options on TSI FOB Australia Premium Coking Coal Swap |
08/31/2017 |
Certified |
09/14/2017 |
|
1 |
| ICLR US |
To extend the benefits of a cross-margining program to non-members of the exchange |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
| ICLREU2 |
To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| ICLREU2 |
To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. |
12/03/2015 |
Certified |
12/17/2015 |
|
2 |
| ICLREU2 |
To amend ICEU's Clearing Rules, Clearing Procedures and CDS Procedures to implement certain requirements under MiFID II and MiFIR, and relating implementing regulations and technical standards relating to indirect clearing. |
12/11/2017 |
Certified |
12/26/2017 |
|
2 |
| ICLREU2 |
To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. |
11/24/2014 |
Certified |
12/09/2014 |
|
2 |
| ICLREU2 |
To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. |
10/30/2015 |
Certified |
11/16/2015 |
|
2 |
| ICLREU2 |
To amend certain aspects of the ICEU Clearing Procedures and Delivery Procedures principally relating to equity futures and options contracts traded on the ICE Futures Europe market and cleared by ICE Clear Europe. |
03/22/2016 |
Certified |
04/04/2016 |
|
2 |
| LCHLLC |
This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| NADEX |
This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees |
09/26/2014 |
Certified |
10/10/2014 |
|
1 |
| CME |
This submission contains product title amendments for two DJ-UBS Commodity Index futures, and for three DJ-UBS Commodity Index Cleared Swaps to reflect a change in the index calculation agent from DJ to Bloomberg. #14-243 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| CME |
This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R |
03/17/2014 |
Certified |
04/01/2014 |
|
1 |
| OCC |
This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| CCH |
This Rule change amends the bank account requirements for applicants. |
06/11/2015 |
Certified |
06/25/2015 |
|
1 |
| OCC |
This prposed rule change would allow a clearing fee waiver for exchange new products. |
08/28/2015 |
Withdrawn |
09/09/2015 |
|
1 |
| OCC |
This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. |
10/05/2015 |
Certified |
10/20/2015 |
|
2 |
| OCC |
This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. |
10/21/2014 |
Certified |
11/04/2014 |
|
2 |
| OCC |
This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| OCC |
This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| OCC |
This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
