Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. 10/15/2015 Certified 10/29/2015 2
ICECC The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 08/12/2014 Certified 08/26/2014 3
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 03/25/2015 Withdrawn 04/07/2015 5
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physical settlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 04/28/2015 Certified 06/29/2015 5
ICECC The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. 01/29/2014 Certified 02/13/2014 1
ICLREU2 The purpose of the proposed changes is to amend the ICEU Rules to clarify the operation of certain provisions in light of requirements under the European Union General Data Protection Regulation (GDPR). 05/18/2018 Certified 06/04/2018 2
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
ICLREU2 The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. 02/29/2016 Certified 03/14/2016 3
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
ICLREU2 The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. 07/31/2015 Certified 08/14/2015 1
ICLREU2 The purpose of the amendments is to modify certain aspects of the ICEU Finance Procedures to add South African rand ("ZAR") as a currency eligible for Variation Margin and settlement payments for F&S contracts which settle in such currency. 11/09/2016 Certified 11/25/2016 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
MGEX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
MGEX The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. 11/02/2012 Certified 11/20/2012 1
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
ICECC The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. 05/30/2014 Certified 06/14/2014 1
ICECC The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. 02/13/2014 Certified 03/01/2014 1
LCHLTD The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. 11/18/2016 Certified 12/02/2016 1
OCC The proposed rule changes would amend OCC's by-laws and rules to permit OCC to clear and settle various types of binary options, including "fixed return options" proposed to be listed by the American Stock Exchange and binary options on broad-based securi 06/28/2007 Certified 06/28/2007 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
OCC The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. 12/01/2014 Certified 12/15/2014 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
OCC The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. 10/17/2013 Certified 11/01/2013 1
OCC The proposed rule change concerns certain new risk models designed to risk manage energy futures contracts and options on energy futures contracts. 03/02/2015 Certified 03/16/2015 1
OCC The proposed rule change and advance notice would provide for enhancements in OCC's margin model for longer-tenor options (i.e., those options with at least three years of residual tenor). 05/30/2013 Certified 06/14/2013 1
LCHLTD The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. 01/12/2021 Certified 01/27/2021 1
LCHLTD The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. 09/04/2020 Certified 09/21/2020 1
LCHLTD The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/01/2020 Withdrawn 06/08/2020 1
LCHLTD The Proposal is for LCH to change the call currency from GBP to EUR when there is a USD Bank Holiday. 06/01/2020 Certified 06/12/2020 1
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Governance Playbook, ICC Risk Management Framework, ICC Rulebook and ICC Operating Agreement 07/03/2024 10 Day Review 07/03/2024 3
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Collateral Risk Managment Framework. 04/29/2024 Certified 05/13/2024 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add Standard Subordinated European Insurance Corporate Single Name Contracts. 04/21/2023 Certified 05/05/2023 2
ICECC The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. 06/20/2017 Certified 07/05/2017 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. 08/24/2023 Certified 09/08/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Default Auction Procedures -- Initial Default Auctions. 07/06/2023 Certified 07/20/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. 03/31/2023 Certified 04/14/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. 03/31/2023 Certified 04/14/2023 3
ICECC The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. 06/08/2023 Certified 06/23/2023 2
ICECC The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. 08/31/2023 Certified 09/15/2023 2
ICECC The principal purpose of the proposed changes to the ICC Clearing Participant Default Management Procedures is to add additional details with respect to ICC's testing of ICC Recovery Plan and the ICC Wind-Down Plan. 05/15/2023 Certified 05/30/2023 2
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
ICLREU2 The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 07/31/2015 Withdrawn 08/13/2015 2
MGEX The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. 06/26/2019 Certified 07/11/2019 1
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
LCHLTD The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. 12/02/2015 Certified 12/16/2015 1