Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX Submission to implement changes to the Risk Management Framework. 07/05/2024 Certified 07/19/2024 2
ICE NGX Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. 03/05/2024 Certified 03/19/2024 2
ICE NGX Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. 04/21/2023 Certified 05/05/2023 2
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
ICE NGX Submission to implement changes to ICE NGX RMF to document annual updates. 05/07/2024 Certified 05/21/2024 2
LCHLTD Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members 02/12/2009 Certified 02/12/2009 1
ICLREU2 Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. 08/31/2012 Withdrawn 10/12/2012 2
LCHLTD Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. 02/27/2015 Certified 03/12/2015 1
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
MIAX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
LCHSA Submission for self-certification the addition of the new trade name "LCH SA" 05/19/2016 Certified 06/02/2016 1
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
OCC Stocks Hedge Loan Program 10/02/2002 Certified 10/02/2002 0
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
CBT Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider 09/10/2007 Certified 09/19/2007 1
LCHLTD Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. 09/01/2010 Certified 09/01/2010 1
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
SGX-DC SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. 10/25/2017 Certified 11/07/2017 2
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
OCC Settlement of Stock Futures 08/21/2003 Certified 08/21/2003 1
EUREX Sets forth further description of service listed in Rule Certification 018-16 04/01/2016 Certified 04/15/2016 2
LCHLTD Semiannual rule filing 12/01/2006 Certified 01/11/2007 0
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
ICE NGX Self-certification to amendments to RMF 10/14/2021 Certified 10/28/2021 2
LCHLTD Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLLC Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLTD Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. 09/20/2016 Certified 10/04/2016 1
LCHLTD Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. 05/30/2014 Certified 06/14/2014 1
LCHLTD Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. 05/02/2014 Certified 05/17/2014 1
LCHLTD Self-certification relating to implementation of a margin model floor for the EnClear Clearing Service. 05/08/2014 Certified 05/23/2014 1
LCHLTD Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. 04/04/2014 Certified 04/19/2014 1
LCHLTD Self-certification relating to confidential information 05/12/2014 Certified 05/27/2014 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. 06/13/2014 Certified 06/28/2014 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of corrections to LCH.Clearnet Limited's rules and regulations. 06/13/2014 Certified 06/28/2014 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. 09/27/2013 Certified 10/29/2013 1
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers 11/13/2019 Certified 11/27/2019 2