| LCHLTD |
Self-certification relating to implementation of a margin model floor for the EnClear Clearing Service. |
05/08/2014 |
Certified |
05/23/2014 |
|
1 |
| LCHLTD |
Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
| LCHLTD |
Self-certification relating to confidential information |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of corrections to LCH.Clearnet Limited's rules and regulations. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| ICLR US |
Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts |
05/23/2019 |
Certified |
06/07/2019 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures |
02/05/2020 |
Certified |
02/20/2020 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LCHLLC |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. |
07/15/2014 |
Certified |
07/28/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the extension of the ForexClear Client Clearing fees waiver program. |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| LCHLTD |
Self-certification of the SwapClear service Client Deposit Rate (CDR) change. |
09/16/2015 |
Certified |
09/29/2015 |
|
1 |
| LCHLTD |
Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. |
04/27/2018 |
Certified |
05/11/2018 |
|
1 |
| LCHLTD |
Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. |
12/16/2015 |
Certified |
12/30/2015 |
|
1 |
| LCHLTD |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLLC |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLTD |
Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| OCC |
Self-certification of rule changes related to the Governance Committee charter. |
10/25/2013 |
Certified |
11/12/2013 |
|
1 |
| SGX-DC |
Self-certification of Rule Amendments to SGX-DC Clearing Rules |
12/11/2015 |
Certified |
12/24/2015 |
|
1 |
| SGX-DC |
Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy |
12/13/2018 |
Certified |
01/28/2019 |
|
1 |
| CME |
Self-certification of CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes. CME 14-240 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
6 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
| LCHLTD |
Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
| CCD |
Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. |
09/21/2023 |
Certified |
10/05/2023 |
|
3 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
05/06/2019 |
Certified |
05/17/2019 |
|
2 |
| SGX-DC |
Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements |
08/12/2016 |
Certified |
08/25/2016 |
|
1 |
| SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. |
10/11/2017 |
Certified |
10/24/2017 |
|
1 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
| SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules |
07/08/2019 |
Certified |
07/19/2019 |
|
1 |
| SGX-DC |
Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| ICECC |
Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLLC |
Self-certification in support of the introduction of the LSOC with Excess model. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
| LCHLTD |
Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. |
05/01/2014 |
Certified |
05/16/2014 |
|
1 |
| LCHLTD |
Self-certification for the removal of the BDI product from the EnClear service. |
05/21/2014 |
Certified |
06/06/2014 |
|
1 |
| LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
| SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap |
10/04/2017 |
Certified |
10/19/2017 |
|
1 |
| SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps |
08/30/2017 |
Certified |
09/13/2017 |
|
1 |
| SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
| SGX-DC |
Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. |
03/09/2017 |
Certified |
03/22/2017 |
|
1 |
| ICLR US |
Self Clearing Members |
08/17/2004 |
Certified |
08/17/2004 |
|
0 |
| SGX-DC |
Self certification of rule amendments for Nifty futures and options |
02/25/2016 |
Certified |
03/09/2016 |
|
1 |
| LCHLLC |
Self certification of clarifying changes regarding the transfer of client and proprietary contracts. |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
