| OCC |
Rule primarily applicable to securities |
07/13/2005 |
Certified |
07/13/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/24/2005 |
Certified |
06/24/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/23/2005 |
Certified |
03/23/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/02/2005 |
Certified |
03/02/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
01/18/2005 |
Certified |
01/18/2005 |
|
1 |
| OCC |
Rule primarily applicable to securities |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
12/17/2004 |
Certified |
12/17/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
12/13/2004 |
Certified |
12/13/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
11/19/2004 |
Certified |
11/19/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
| CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
| LCHLTD |
Rule changes to reflect SwapClear service being operational at 5 am, in LCH's discretion, and to clarify certain provisions applicable to the Rates service |
02/08/2017 |
Certified |
02/22/2017 |
|
1 |
| ICLREU2 |
Rule changes to reflect clearing relationship between ICE Clear Europe Limited and ICE Futures U.S. and the delivery procedures applicable to ICE Futures U.S. contracts. |
09/18/2012 |
Certified |
10/03/2012 |
|
1 |
| LCHLTD |
Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| LCHLTD |
Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| ICLR US |
Rule changes to effect amended Guaranty Fund allocation methodology. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
| OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| LCHLLC |
Rule changes to comply with CFTC Rules applicable to DCOs that become effective May 7, 2012 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CME |
Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
| LCHLTD |
Rule changes to allow generation of reports to Clearing Members using the Duo Compression service |
01/20/2016 |
Certified |
02/02/2016 |
|
1 |
| SGX-DC |
Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation |
11/24/2014 |
Certified |
12/08/2014 |
|
1 |
| OCC |
Rule changes revising eligibility requirements for deposit of ETFs and stocks as margin. |
04/14/2009 |
Certified |
04/16/2009 |
|
1 |
| OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
| OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. |
05/02/2013 |
Withdrawn |
05/15/2013 |
|
2 |
| ICECC |
Rule changes related to the time frame under which trades must be accepted or rejected for clearing consistent with Commission Regulations 39.12(b)(7) and 23.506. |
09/20/2012 |
Certified |
10/05/2012 |
|
1 |
| OCC |
Rule changes related to the change of expiration date from the Saturday following the third Friday of the specified expiration month to the third Friday of the specified expiration month; SR-OCC-2013-04 and SR-OCC-2013-802. |
04/17/2013 |
Certified |
05/02/2013 |
|
2 |
| OCC |
Rule changes related to the central clearing of OTC index options on the S&P 500 Index. |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
| MIAX |
Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
| OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. |
05/02/2013 |
Withdrawn |
05/13/2013 |
|
2 |
| OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
| ICLR US |
Rule changes re reallocation of risk and volume in calculating guaranty fund contribution, capital threshold for position risk and supermargin deposits, and standardization of capital reporting requirements. |
03/26/2010 |
Certified |
03/31/2010 |
|
1 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
| OCC |
Rule changes necessary to accommodate the introduction of delayed start options by CBOE |
10/09/2007 |
Certified |
10/29/2007 |
|
1 |
| LCHLTD |
Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| OCC |
Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. |
12/22/2008 |
Certified |
12/30/2008 |
|
1 |
| LCHLTD |
Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| OCC |
Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 |
10/04/2010 |
Certified |
10/04/2010 |
|
1 |
| OCC |
Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
| OCC |
Rule change to specify auction process as one possible way to liquidate a defaulting clearing member |
06/30/2011 |
Certified |
06/30/2011 |
|
2 |
