| OCC |
Rule Certification by The Options Clearing Corporation Concerning Updates to its Schedule of Fees. |
05/24/2024 |
Certified |
06/10/2024 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Updates to Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description and Rules |
06/11/2024 |
Certified |
06/26/2024 |
|
3 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
04/27/2023 |
Certified |
05/11/2023 |
|
5 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Modifications to its Board Charter and Risk Committee Charter to Align with Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations. |
05/08/2024 |
Certified |
05/22/2024 |
|
3 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions |
02/20/2024 |
Certified |
03/05/2024 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations |
06/22/2023 |
Certified |
07/07/2023 |
|
2 |
| ICLR US |
Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts |
09/29/2023 |
Certified |
10/16/2023 |
|
2 |
| ICLREU2 |
Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| ICLR US |
Rule Amendments. |
07/26/2021 |
Certified |
08/09/2021 |
|
1 |
| SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 |
09/23/2014 |
Certified |
10/06/2014 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX coal swaps contracts, which are intended to be accepted for clearing in July 2014. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| LCHLLC |
Rule amendments to Risk Procedures, OTC terms and conditions and other definitions |
06/08/2011 |
Certified |
06/08/2011 |
|
1 |
| LCHLTD |
Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
| MGEX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| OCC |
Rule amendments to improve definitions of and establishing consistent usage for, the terms "settlement price" and "final settlement price" as applied to futures contracts cleared by OCC as well as to reflect a change in a service offered by OCC. |
01/24/2008 |
Certified |
02/04/2008 |
|
1 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| ICLREU2 |
Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| ICLR US |
Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| NYPC |
Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| SGX-DC |
Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. |
03/07/2014 |
Certified |
03/22/2014 |
|
2 |
| CME |
Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts |
03/04/2009 |
Certified |
03/06/2009 |
|
1 |
| CME |
Rule amendments to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds; 12-281. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| ICLR US |
Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. |
09/30/2009 |
Certified |
10/05/2009 |
|
1 |
| OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
| LCHLTD |
Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. |
04/26/2013 |
Certified |
05/11/2013 |
|
1 |
| ICLR US |
Rule amendments related to EU Equivalence Determination |
11/02/2016 |
Certified |
11/17/2016 |
|
1 |
| ICLREU2 |
Rule amendments re conversion of the MISO Cinergy Hub to the MISO Indiana Hub |
10/06/2011 |
Certified |
10/22/2011 |
|
1 |
| MGEX |
Rule amendments made in connection with closure of open outcry |
02/04/2022 |
Certified |
02/18/2022 |
|
1 |
| ICLREU2 |
Rule amendments in relation to time frame for clearing of CDS contracts. |
09/21/2012 |
Certified |
10/06/2012 |
|
1 |
| SGX-DC |
Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. |
11/17/2014 |
Certified |
12/01/2014 |
|
1 |
| SGX-DC |
Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
| EUREX |
Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| SGX-DC |
Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| CME |
Rule Amendments for CME to Clear for FEX Exchange. |
07/03/2018 |
Certified |
07/18/2018 |
|
1 |
| SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. Amendment to a previous self-certification filed by SGX-DC on 2-27-14. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
| ICE NGX |
Rule amendments clarify language relating to daily settlement products/transactions and to add new products |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| MGEX |
Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
| ICLR US |
Rule amendments altering the composition of the Board of Directors and creating a Risk Committee |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| ICLR US |
Rule Amendments (Risk Management Framework and Default Management Procedures) |
01/03/2022 |
Certified |
01/18/2022 |
|
2 |
| ICLR US |
Rule Amendments |
01/19/2021 |
Certified |
02/02/2021 |
|
2 |
| ICLR US |
Rule Amendments |
02/22/2024 |
Certified |
03/07/2024 |
|
2 |
| ICLR US |
Rule Amendments |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| ICLR US |
Rule Amendment. |
03/11/2020 |
Certified |
03/25/2020 |
|
2 |
| MGEX |
Rule amendment to update the membership requirement as it pertains to clearing privileges. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| NODALCL |
Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". |
08/02/2018 |
Certified |
08/16/2018 |
|
2 |
| LCHLLC |
Rule amendment to reflect changes to the Risk Committee charter, the creation of a Nominating committee, and to make other conforming changes. |
05/28/2010 |
Certified |
06/04/2010 |
|
1 |
| CCH |
Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CBT |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
