Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index 04/26/2010 Approved 12/23/2010 6
OCC Rule amendment to establish jurisdictional status of Alpha Options 11/17/2011 Approved 01/30/2012 4
OCC Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. 07/01/2009 Certified 07/01/2009 1
OCC Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. 10/22/2012 Certified 11/06/2012 1
MIAX Rule amendment to allow MGEX officers to make non-substantive updates. 05/08/2017 Certified 05/22/2017 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
CCH Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin 04/20/2012 Certified 05/05/2012 3
OCC Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index 09/27/2011 Approved 06/13/2013 12
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. 09/14/2012 Certified 09/29/2012 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC Rule amendment eliminates potential ambiguity as to OCC's right to use margin credited to Liquidating Settlement Account to settle mark-to-market payments arising from stock loan and borrow positions in customer accounts; SR-OCC-2012-22. 11/13/2012 Certified 11/29/2012 1
CCH Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. 10/01/2012 Certified 10/17/2012 1
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
CME Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. 07/10/2007 Certified 07/12/2007 1
CBT Rule 701.1 Transfer of Clearing Accounts 10/07/2003 Certified 07/14/2003 0
CME Rule 550 - Permit wider range of post settlement session prices for agricultural products. 08/01/2007 Certified 08/27/2007 1
ICLR US Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements 11/13/2009 Certified 11/30/2009 1
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
OCC Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member 01/09/2008 Certified 02/04/2008 1
ICE NGX RMF Changes re Banking & Treasury Improvement Project 11/12/2021 Certified 11/29/2021 2
ICE NGX RMF changes re annual review 03/18/2022 Certified 04/01/2022 2
ICE NGX RMF Changes - Enhanced Stress Testing 06/15/2022 Certified 06/30/2022 2
ICE NGX RMF Amendments re Same-Day Margin Calls 09/06/2022 Certified 09/20/2022 2
ICE NGX RMF amendments re Enhanced Liquidity & PMM 12/10/2021 Withdrawn 12/21/2021 2
ICE NGX RMF amendments - enhancements of documentation of Portfolio Margin Model 12/21/2021 Certified 01/06/2022 2
MIAX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
KCC Risk Management Policies 04/20/2012 Certified 05/05/2012 1
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
ICE NGX Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund 01/31/2023 Certified 02/14/2023 2
KCC Risk limits on clearing member positions by house and customer origin 04/20/2012 Certified 05/05/2012 1
CME Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 11/03/2021 Certified 11/18/2021 2
ICLR US Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. 12/24/2018 Certified 02/07/2019 2
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
MIAX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
MIAX Revisions to Risk Manual 09/15/2021 Withdrawn 09/30/2021 2
OCC Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. 02/19/2013 Certified 03/06/2013 1
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
LX Revisions to DCO Rulebook 03/15/2024 Certified 03/29/2024 3
KCC Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 12/26/2012 Certified 01/11/2013 2
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. 02/21/2014 Certified 03/08/2014 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House 09/17/2015 Certified 10/01/2015 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1