| CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
| CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| CME |
Revisions to Chapters 800-805 regarding OTC credit default swap contracts and contract specifications |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
| NYMEX |
Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. |
07/30/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
| LX |
Revision to Rule 5.6 to extend exchange hours to 24/7 |
10/26/2017 |
Certified |
11/09/2017 |
|
1 |
| CME |
Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing |
02/16/2017 |
Withdrawn |
03/02/2017 |
|
1 |
| CME |
Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing |
05/22/2017 |
Certified |
06/06/2017 |
|
1 |
| ICLREU2 |
Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
| CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
| OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
| CCORP |
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation |
04/03/2001 |
Certified |
04/03/2001 |
|
0 |
| LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
| CME |
REVISED-Extension of the CME OTC FX Fee Waiver Program. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
| LX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
| LX |
Revised LedgerX Participant Agreement |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
| LX |
Revised LedgerX Participant Agreement |
05/28/2021 |
Withdrawn |
05/28/2021 |
|
1 |
| LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
| CME |
Revised Chapters 8 and 9 regarding Clearing House and Performance Bond and Clearing Members to harmonize with CBT rulebook Chapters 8 and 9 on the same topics since they are affiliated under common parent |
10/25/2007 |
Certified |
10/29/2007 |
|
1 |
| CBT |
Revised Chapter 8 regarding Clearing House and Performance Bonds and Chapter 9 regarding Clearing Members to harmonize with the CME's rulebook since the two DCOs are affiliated under a common parent entity, CME Group, Inc. |
10/25/2007 |
Certified |
10/25/2007 |
|
1 |
| ICE NGX |
revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended |
01/07/2020 |
Certified |
01/22/2020 |
|
1 |
| NYMEX |
Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. |
01/23/2008 |
Certified |
02/04/2008 |
|
1 |
| LCHLTD |
Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
| OCC |
Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
| ICLR US |
Requirement to meet EMIR top up margin requirement with USD cash only |
03/15/2017 |
Withdrawn |
03/21/2017 |
|
2 |
| CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| CME |
Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 |
05/24/2012 |
Approved |
10/12/2012 |
|
4 |
| CME |
Request for Approval of Amended and Restated Cross-Margining Agreement and Service Level Agreement between Chicago Mercantile Exchange Inc. and Fixed Income Clearing Corporation |
07/17/2023 |
Approved |
09/01/2023 |
|
2 |
| ICLREU2 |
Replacement of IntercontinentalExchange Inc. as the operator of its OTC market by ICE Commodity Markets, LLC |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| CME |
Reorganization Plan |
08/31/2001 |
Approved |
11/16/2001 |
|
0 |
| CCORP |
Reorganization & Proxy Materials |
09/24/2003 |
Certified |
09/24/2003 |
|
0 |
| NYMEX |
Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 |
12/30/2008 |
Certified |
01/02/2009 |
|
1 |
| ICE NGX |
Removing sentence from section 3.3 of the CPA to remove potential ambiguity. |
06/12/2018 |
Withdrawn |
06/21/2018 |
|
1 |
| ICE NGX |
Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. |
08/28/2020 |
Notified |
08/28/2020 |
|
1 |
| LCHLLC |
Remove IDEX Futures Contracts from the rulebook |
12/01/2011 |
Certified |
12/16/2011 |
|
1 |
| CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CCH |
Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CME |
Removal of the High Pay Threshold from the Concentration Margin Program |
08/08/2018 |
Certified |
10/02/2018 |
|
2 |
| CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
| CCH |
Removal of guaranty fund from Rules |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
| NYMEX |
Remote Clearing Solution |
06/03/2005 |
Certified |
06/17/2005 |
|
1 |
| CME |
Remote Clearing |
10/22/2002 |
Certified |
10/22/2002 |
|
0 |
| CME |
Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing |
09/04/2014 |
Certified |
12/15/2014 |
|
2 |
| ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
| OCC |
Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| CME |
Reduction in the Number of Class A Shares Required to be held by Clearing Firms |
09/20/2004 |
Certified |
09/24/2004 |
|
1 |
| CBT |
Reduction in minimum price increments for CBT cleared-only OTC Denatured Fuel Ethanol Swap products |
01/04/2008 |
Certified |
02/12/2008 |
|
1 |
