Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Reduction in membership pledge requirement for clearing privileges from two memberships to one 02/28/2008 Certified 02/29/2008 1
NADEX Real-Time Account Funding Program 02/01/2007 Certified 02/01/2007 1
LCHLLC Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
ICE NGX Re-direction of company website and non-significant revisions to update cross-references. 04/18/2019 Notified 04/18/2019 1
NYMEX Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits 03/10/2006 Certified 03/10/2006 1
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
LCHLTD Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited, a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification proposed clarifications to the ForexClear Opening Hours. 07/29/2022 Certified 08/12/2022 3
LCHLTD Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. 05/03/2023 Certified 05/16/2023 1
LCHSA Pursuant to CFTC Regulation 40.6(d), LCH SA is submitting a Weekly Notification of a clearing notice amendment made effective during the week of April 23rd, 2018 in order to update the list of ATSS participants. 04/23/2018 Notified 04/23/2018 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the refinement of the CDS Liquidity Margin initiative (Lot 3) to be implemented on 26 July 2016 07/12/2016 Certified 07/26/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the proposed minor change for CDSClear not to apply the recovery risk margin to indices going forward. 02/20/2017 Certified 03/06/2017 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices 12/22/2016 Certified 01/06/2017 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. 01/02/2018 Certified 01/16/2018 4
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. 12/13/2016 Certified 12/28/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification tCDS Clearing Rule Book, Procedures and Clearing Notices as specified in the attached document. 07/08/2016 Certified 07/22/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. 08/23/2016 Certified 09/07/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an incentive fee rebate program. 10/05/2016 Certified 10/20/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. 02/20/2017 Certified 03/06/2017 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. 02/20/2017 Certified 03/06/2017 2
OCC Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 08/15/2013 Certified 08/30/2013 1
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
CME Protection of Clearing House 04/09/2001 Certified 04/09/2001 0
OCC Proposed technical change to Interpretation and Policy .06 under Rule 601 in connection with the expansion of forms of collateral incorporated into STANS 08/25/2010 Certified 08/25/2010 1
EUREX Proposed stated policy in Eurex Clearing Circular 093-22 related to a temporary fee waiver regarding Trade Entry Services (i.e., off-book)transactions in FX futures and suspension of an additional fee for FX futures 12/13/2022 Certified 12/28/2022 2
EUREX Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures 11/09/2020 Certified 11/24/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members 11/01/2022 Certified 11/16/2022 2
EUREX Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book 09/11/2020 Certified 09/25/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 074/21 to adopt the 2021 ISDA Interest Rate Derivatives Definitions as part of EurexOTC Clear Release 11.3. 08/23/2021 Certified 09/07/2021 2
EUREX Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland 06/12/2018 Certified 06/25/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 045-24 related to a change to the calculation of the Contribution Requirements by introducing a Default Fund Operational Buffer component to the calculation formula 07/29/2024 Certified 08/12/2024 2
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 006/21 related to change the calculation of Default Fund contributions from a percentage of Initial Margin approach to a Stress Loss-over-Margin (SLOM) based methodology 02/08/2021 Certified 02/23/2021 2
OCC Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. 11/05/2013 Certified 11/21/2013 1
EUREX Proposed rule changes in Eurex Clearing Circular 199-16 relating to a new collateralization type for Specific Lenders and clarification of the publication time period for Clearing Condition amendments 09/23/2016 Certified 10/07/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric 10/31/2016 Certified 11/15/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures 10/21/2016 Certified 11/04/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures 10/18/2016 Certified 11/01/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 125-16 relating to new currencies for Eurex Repo, allowing give-ups to m-accounts, clarifying the Price List, clarifying settlement finality, conversion of flex contracts, TES migration, and waiving a fee 10/17/2016 Certified 10/31/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 124-16 relating to Eurex Clearing Prisma Release 5.0 10/17/2016 Certified 10/31/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures 10/12/2016 Certified 10/25/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 117-16 related to amendments to the Price List, a Form for using market-making accounts for proprietary trading activities, Clearing Agreements, and a Connection Agreement 09/16/2016 Certified 09/30/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 106-16 related to the settlement cycle for Spanish equities, allowable currencies for multicurrency cash accounts, an additional collaterization type for specific lenders, and publication of rule changes 08/19/2016 Certified 09/02/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 104-06 relating to the introduction of new MSCI index futures and a designated market making agreement for these futures 08/16/2016 Certified 08/30/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc 08/09/2016 Certified 08/23/2016 2