| EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs |
07/20/2016 |
Certified |
08/03/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee |
07/11/2016 |
Certified |
07/25/2016 |
. |
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process |
07/08/2016 |
Certified |
07/22/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions |
06/23/2016 |
Certified |
07/08/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 071/16 |
05/31/2016 |
Certified |
06/14/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 070/16 |
05/31/2016 |
Certified |
06/14/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. |
05/20/2016 |
Certified |
06/06/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to changes to EurexOTC Clear IRS Release 6.1 and Clearing Member request to split ICM collateral pools. |
05/19/2016 |
Certified |
06/03/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending |
02/13/2018 |
Certified |
02/27/2018 |
|
2 |
| OCC |
Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. |
01/02/2014 |
Certified |
01/17/2014 |
|
1 |
| OCC |
Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. |
05/14/2014 |
Certified |
05/29/2014 |
|
1 |
| OCC |
Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. |
04/11/2007 |
Certified |
05/01/2007 |
|
1 |
| OCC |
Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy |
01/06/2021 |
Certified |
01/21/2021 |
|
3 |
| OCC |
Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
| ICECC |
Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
| OCC |
Proposed rule change to revise The Options Clearing Corporation's Schedule of Fees. |
03/12/2019 |
Certified |
03/26/2019 |
|
2 |
| OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees |
05/10/2021 |
Certified |
05/24/2021 |
|
2 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/31/2018 |
Certified |
02/14/2018 |
|
1 |
| OCC |
Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. |
04/15/2019 |
Certified |
04/29/2019 |
|
1 |
| OCC |
Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. |
12/27/2013 |
Withdrawn |
01/09/2014 |
|
2 |
| OCC |
Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
| OCC |
Proposed Rule Change to Modify the Sequence for Processing Options Transactions |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
| OCC |
Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
| OCC |
Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. |
01/11/2018 |
Certified |
01/26/2018 |
|
1 |
| OCC |
Proposed rule change to make clarifying and conforming changes to The Options Clearing Corporation's Margins Methodology and Margin Policy. |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| ICECC |
Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. |
06/24/2014 |
Withdrawn |
08/08/2014 |
|
2 |
| OCC |
Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. |
06/18/2018 |
Certified |
07/02/2018 |
|
1 |
| OCC |
Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| OCC |
Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
| OCC |
Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| OCC |
Proposed Rule Change to Enhance The Options Clearing Corporation's Stock Loan Close-Out Process |
09/01/2020 |
Certified |
09/16/2020 |
|
2 |
| OCC |
Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
| OCC |
Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. |
01/08/2021 |
Certified |
01/25/2021 |
|
4 |
| OCC |
Proposed rule change to amend the definition of Flexibly Structured Options. |
07/16/2018 |
Certified |
07/30/2018 |
|
1 |
| OCC |
Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. |
05/05/2017 |
Certified |
05/19/2017 |
|
1 |
| OCC |
Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| OCC |
Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. |
12/20/2017 |
Certified |
01/05/2018 |
|
2 |
| OCC |
Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
| OCC |
Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
| OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology. |
12/13/2017 |
Certified |
12/28/2017 |
|
2 |
| OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. |
04/30/2019 |
Certified |
05/14/2019 |
|
2 |
