| OCC |
OCC 2002-02, 3.14.06, Non Customers of Broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
0 |
| OCC |
OCC 06-11 Rule 828, margin collection schedule |
08/07/2006 |
Certified |
08/07/2006 |
|
0 |
| OCC |
Obligation to Deliver |
08/27/2002 |
Certified |
08/27/2002 |
|
0 |
| NYPC |
NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. |
05/07/2014 |
Certified |
05/22/2014 |
|
1 |
| NYPC |
NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. |
05/07/2014 |
Certified |
05/22/2014 |
|
1 |
| NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| NYMEX |
NYMEX Energy Products Incentive Program for High Volume Hedging Contributors; 12-229 |
07/11/2012 |
Certified |
07/26/2012 |
|
2 |
| NYMEX |
NYMEX Early Adopter Liquidity Provider Program; 12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| NYMEX |
NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
| NYMEX |
NYMEX Brent Block Trade Broker Rebate Program |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
NYMEX Brent 25-Day Futures Incentive Program; 11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| NYMEX |
NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| NYMEX |
NYMEX 07.45 Position Reporting Dubai Mercantile Exchange |
04/03/2007 |
Certified |
04/03/2007 |
|
1 |
| ICLR US |
NYBOT Pass Through Letters of Credit |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
| ICLR US |
NYBOT NYCC Clearing members |
01/11/2007 |
Certified |
02/05/2007 |
|
1 |
| ICLR US |
NYBOT Merger |
05/06/2004 |
Certified |
05/06/2004 |
|
0 |
| LCHSA |
Notification under CFTC regulation 40.6(d) in order to correct a minor typographical error in the change to the CDS products fee grid. |
04/15/2016 |
Notified |
04/15/2016 |
|
1 |
| CME |
Notification to the Commission that its New York Data Center will migrate to New Jersey |
06/08/2021 |
Certified |
08/06/2021 |
|
2 |
| CME |
Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform |
06/14/2023 |
Certified |
07/12/2024 |
|
2 |
| CME |
Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments |
02/18/2015 |
Certified |
03/04/2015 |
|
2 |
| CME |
Notification Regarding Revisions to the Concentration Margin Program |
02/08/2017 |
Certified |
02/23/2017 |
|
1 |
| CME |
Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options |
02/09/2017 |
Certified |
06/20/2017 |
|
2 |
| CME |
Notification Regarding Amendments to CME Rule 743. ("Delivery Infractions") to Adopt New CME Rule 743.C. ("Final Settlement Finality Rule Applicable in Delivery Obligation Failure") for FX Delivery |
05/18/2017 |
Certified |
06/02/2017 |
|
2 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 March 2022. |
03/15/2022 |
Notified |
03/15/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 June 2021. |
06/22/2021 |
Notified |
06/22/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited'sLondon Deposit Rate, RepoClear Deposit Rate and the ForexClear default fund effective from 22 Aug 2022. |
08/12/2022 |
Notified |
08/12/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. |
07/26/2022 |
Notified |
07/26/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's ("LCH") London Deposit Rate ("LDR") and RepoClear Deposit Rate ("RDR\"). |
03/29/2023 |
Notified |
03/29/2023 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and the RepoClear Deposit Rate. |
09/27/2022 |
Notified |
09/27/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate, effective from 20 Aug. |
08/17/2021 |
Notified |
08/17/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 September. |
09/22/2021 |
Notified |
09/22/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. |
06/17/2022 |
Notified |
06/17/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 July |
07/20/2021 |
Notified |
07/20/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. |
12/15/2021 |
Notified |
12/15/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited concentration limit for non-cash margin collateral in Singapore government bonds. |
09/14/2022 |
Notified |
09/14/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR"), and RepoClear Deposit Rate ("RDR") |
02/20/2024 |
Notified |
02/20/2024 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. |
09/16/2022 |
Notified |
09/16/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. |
05/19/2021 |
Notified |
05/19/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 February 2022. |
02/21/2022 |
Notified |
02/21/2022 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited London Deposit Rate. |
07/24/2020 |
Notified |
07/24/2020 |
|
1 |
| ICECC |
Notification of Weekly Risk Parameters |
10/11/2024 |
Notified |
10/11/2024 |
|
2 |
| CME |
Notification of Rule Amendments - Week of October 15, 2018 |
10/26/2018 |
Notified |
10/26/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of May 7, 2018 |
05/15/2018 |
Notified |
05/15/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of March 4, 2019 |
03/13/2019 |
Notified |
03/13/2019 |
|
1 |
| CME |
Notification of Rule Amendments - Week of June 25, 2018 |
07/06/2018 |
Notified |
07/06/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of July 2, 2018 |
07/10/2018 |
Notified |
07/10/2018 |
|
2 |
| CME |
Notification of Rule Amendments - Week of December 11, 2023 |
12/18/2023 |
Notified |
12/18/2023 |
|
1 |
| CME |
Notification of Rule Amendments - Week of April 16, 2018 |
04/26/2018 |
Notified |
04/26/2018 |
|
1 |
| CME |
Notification of Rule Amendments - September 2, 2024 |
09/10/2024 |
Notified |
09/10/2024 |
|
1 |
