ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
ICE NGX |
Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. |
02/01/2019 |
Notified |
02/01/2019 |
|
1 |
NYMEX |
Non-Member Cross-Venue Incentive Program for Energy Products 11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
NYMEX |
Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 |
07/16/2012 |
Withdrawn |
07/27/2012 |
|
2 |
OCC |
Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. |
08/05/2013 |
Certified |
08/20/2013 |
|
1 |
CCORP |
Non-cash margin |
02/20/2003 |
Certified |
02/20/2003 |
|
0 |
OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
ICE NGX |
NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. |
09/07/2016 |
Certified |
09/21/2016 |
|
2 |
ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
ICE NGX |
NGX is adopting a new margin methodology |
03/29/2017 |
Certified |
04/12/2017 |
|
2 |
LCHLLC |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLTD |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
CME |
New rules with respect to the clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
ICLREU2 |
New rules relating to Trade Date Clearing |
04/12/2011 |
Certified |
04/12/2011 |
|
1 |
ICLR US |
New rules provide for the clearing of Iron Ore Swaps |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
ICLR US |
New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." |
09/11/2007 |
Certified |
09/19/2007 |
|
1 |
CME |
New rules governing LSOC with excess; 13-132. |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CME |
New rules concerning credit default swaps and amendmens to OTC clearing rules. |
06/16/2009 |
Certified |
06/30/2009 |
|
1 |
CME |
New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. |
08/12/2009 |
Certified |
08/18/2009 |
|
1 |
ICLR US |
New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. |
01/23/2009 |
Certified |
01/26/2009 |
|
1 |
KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
KCC |
New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. |
03/01/2010 |
Certified |
03/08/2010 |
|
1 |
CME |
New rule to permit compression for IRS contracts by coupon blending. CME #14-157 |
05/05/2014 |
Certified |
05/20/2014 |
|
1 |
OCC |
New rule to accommodate futures contracts that are settled in a non-US currency. |
10/22/2010 |
Certified |
10/22/2010 |
|
1 |
CME |
New rule setting forth procedures for trade submissions on ClearPort clearing. |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
KCC |
New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. |
06/17/2010 |
Certified |
06/28/2010 |
|
1 |
CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
ICECC |
New rule governing SDR reporting obligations. |
03/14/2013 |
Withdrawn |
03/22/2013 |
|
2 |
ICECC |
New rule governing SDR reporting obligations. |
03/22/2013 |
Withdrawn |
04/04/2013 |
|
2 |
LCHLTD |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
LCHLLC |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
CCH |
New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
CME |
New Rule 949 regarding credit control policies |
04/28/2010 |
Certified |
05/03/2010 |
|
1 |
NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
CME |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
1 |
CBT |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
0 |
NYMEX |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
0 |
CME |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CBT |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
New Rule 815: Third Party Execution Platforms for Swaps |
02/12/2014 |
Certified |
02/28/2014 |
|
2 |
ICLR US |
New Rule 806 and amendments to Rule 504 - establishes new close-out mechanism in event of DCO insolvency and amendments regarding making advance intra-day calls for margin |
12/15/2009 |
Certified |
12/24/2009 |
|
1 |
ICLR US |
New Rule 605 re Deliveries of New Gold Daily Futures Contract |
12/05/2016 |
Certified |
12/19/2016 |
|
1 |
ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |