| MIAX |
Notice of margin changes |
11/11/2021 |
Notified |
11/11/2021 |
|
1 |
| CME |
Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate |
12/28/2023 |
Certified |
01/12/2024 |
|
1 |
| FCEX |
Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes |
09/17/2024 |
Certified |
10/01/2024 |
|
4 |
| ICE NGX |
Non-substantive changes, including a move of a definition, and slight amendment to definition. |
03/15/2024 |
Notified |
03/15/2024 |
|
1 |
| ICE NGX |
Non-substantive changes to the ICE NGX Contracting Party Agreement |
12/11/2023 |
Notified |
12/11/2023 |
|
1 |
| ICE NGX |
Non-substantive changes to description of Alliance Pipeline |
01/12/2022 |
Notified |
01/12/2022 |
|
1 |
| ICE NGX |
Non-substantive and non-materials amendments to the ICE NGX Contracting Party Agreement. |
03/19/2021 |
Notified |
03/19/2021 |
|
3 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "housekeeping" and "clean-up" in nature - correcting typos, updating name of pipeline operator and deleting redundant definition, etc. |
07/09/2021 |
Notified |
07/09/2021 |
|
1 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
| ICE NGX |
Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. |
02/01/2019 |
Notified |
02/01/2019 |
|
1 |
| NYMEX |
Non-Member Cross-Venue Incentive Program for Energy Products 11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
| NYMEX |
Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 |
07/16/2012 |
Withdrawn |
07/27/2012 |
|
2 |
| OCC |
Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. |
08/05/2013 |
Certified |
08/20/2013 |
|
1 |
| ICE NGX |
Non-material and non-substantive changes to the Contracting Party Agreement. Clean-up and housekeeping in nature. Includes typos, errors and clean up of formatting. |
09/27/2024 |
Notified |
09/27/2024 |
|
1 |
| CCORP |
Non-cash margin |
02/20/2003 |
Certified |
02/20/2003 |
|
0 |
| OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
| ICE NGX |
NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. |
09/07/2016 |
Certified |
09/21/2016 |
|
2 |
| ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| ICE NGX |
NGX is adopting a new margin methodology |
03/29/2017 |
Certified |
04/12/2017 |
|
2 |
| LCHLLC |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| LCHLTD |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| CME |
New rules with respect to the clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| ICLREU2 |
New rules relating to Trade Date Clearing |
04/12/2011 |
Certified |
04/12/2011 |
|
1 |
| ICLR US |
New rules provide for the clearing of Iron Ore Swaps |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
| CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
| ICLR US |
New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." |
09/11/2007 |
Certified |
09/19/2007 |
|
1 |
| CME |
New rules governing LSOC with excess; 13-132. |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
New rules concerning credit default swaps and amendmens to OTC clearing rules. |
06/16/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. |
08/12/2009 |
Certified |
08/18/2009 |
|
1 |
| ICLR US |
New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. |
01/23/2009 |
Certified |
01/26/2009 |
|
1 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| KCC |
New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. |
03/01/2010 |
Certified |
03/08/2010 |
|
1 |
| CME |
New rule to permit compression for IRS contracts by coupon blending. CME #14-157 |
05/05/2014 |
Certified |
05/20/2014 |
|
1 |
| OCC |
New rule to accommodate futures contracts that are settled in a non-US currency. |
10/22/2010 |
Certified |
10/22/2010 |
|
1 |
| CME |
New rule setting forth procedures for trade submissions on ClearPort clearing. |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
| KCC |
New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. |
06/17/2010 |
Certified |
06/28/2010 |
|
1 |
| CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CCH |
New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| ICECC |
New rule governing SDR reporting obligations. |
03/14/2013 |
Withdrawn |
03/22/2013 |
|
2 |
| ICECC |
New rule governing SDR reporting obligations. |
03/22/2013 |
Withdrawn |
04/04/2013 |
|
2 |
| LCHLTD |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
| LCHLLC |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
| CCH |
New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
| CME |
New Rule 949 regarding credit control policies |
04/28/2010 |
Certified |
05/03/2010 |
|
1 |
| NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
