Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
LCHLLC LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
LCHLLC LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. 12/12/2013 Certified 12/28/2013 1
LCHLLC LCH.Clearnet LLC is extending the eligible maturity of Overnight Index Swaps denominated in USD, EUR and GBP from 2 to 30 years. 06/12/2013 Certified 06/27/2013 1
LCHLLC LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
LCHLTD LCH.Clearnet Limited is submitting for self-certification rule changes which will enable Futurisation of Commodity swap contracts in the Enclear Service. The reclassification is scheduled for the weekend of the 29th and 30th November 2014. 11/14/2014 Certified 11/28/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
LCHLTD LCH.Clearnet Limited is submitting for certification proposed amendments to RiskCommittee Terms of Reference. 05/23/2014 Certified 06/10/2014 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
LCHLTD LCH.Clearnet Limited is proposing rule changes to include a definition of the term `Applicable Law' and a requirementfor Clearing Members with clearing clients incorporated in Singapore to provide a disclosure notice tothose clients. 01/21/2016 Certified 02/04/2016 1
LCHLTD LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. 09/26/2013 Certified 10/28/2013 1
LCHLTD LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. 09/27/2013 Certified 10/29/2013 1
LCHLTD LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. 09/13/2013 Certified 09/28/2013 1
LCHLTD LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. 09/16/2014 Certified 09/29/2014 1
LCHLTD LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. 10/25/2013 Certified 11/08/2013 1
LCHLTD LCH.Clearnet Limited has submitted for self-certification recently amended committee terms of reference. 05/02/2014 Certified 05/17/2014 1
LCHLTD LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. 10/17/2013 Certified 11/01/2013 1
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
LCHLTD LCH.Clearnet Limited and the SwapClear and ForexClear dealers have modified the SwapClear and ForexClear Agreements, respectively, in order to comply with EMIR. 04/04/2014 Certified 04/19/2014 1
LCHLTD LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. 10/18/2012 Certified 11/02/2012 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. 02/17/2015 Certified 03/03/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules to introduce Australian Dollar Index swaps ("AUD OIS") as an eligible SwapClear Contract. 10/30/2015 Certified 11/13/2015 1
LCHLTD LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. 02/11/2015 Certified 02/25/2015 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
LCHLTD LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. 12/31/2015 Certified 01/14/2016 1
LCHLTD LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. 04/23/2014 Certified 05/08/2014 1
LCHLTD LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). 06/09/2015 Certified 06/22/2015 1
LCHLLC LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day 05/24/2013 Certified 06/11/2013 1
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
LCHLTD LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. 04/22/2014 Certified 05/07/2014 1
LCHLTD LCH's notification covers non-substantive rule changes in the General Regulations in respect to the clearing of the FX Options product via the ForexClear service 08/31/2018 Notified 08/31/2018 1
LCHLTD LCH will make one correction to its ForexClear Fee Schedule. Additionally, LCH will correct an error in its Rules related to the maximum settlement date for a ForexClear non-deliverable option contract. 10/21/2021 Certified 11/04/2021 3
LCHLTD LCH will change the address of its registered office to 10 Paternoster Square, London EC4M 7LS and will reflect this change in certain parts of the Rulebook. 01/21/2022 Certified 02/04/2022 5
LCHLTD LCH submits its Clearing Relationship Agreement (CRA), Termination Agreement (TA) and Tripartite Clearing Membership Agreement (TCMA). Only the latter is not subject to a request for confidential treatment. 09/22/2009 Certified 09/25/2009 1
LCHLTD LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. 09/09/2016 Certified 09/23/2016 1
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. 11/13/2017 Certified 11/28/2017 1
LCHLTD LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. 11/13/2017 Certified 11/28/2017 1
LCHLTD LCH self certifies changes to its rules restricting Clearing Members from opening net omnibus type of accounts for clients established in Canada, as required under new regulatory requirements in Canada. 06/30/2017 Certified 07/17/2017 1