Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH has amended its rules to reflect that only those clearing members that participate in the General Business services are permitted to vote on the LCH's changes to its General Business default management program. 06/13/2013 Certified 06/28/2013 1
LCHLTD LCH ForexClear service amends its clearing fees. 11/29/2017 Certified 12/12/2017 1
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1
LCHLTD LCH changes its London Deposit Rate (LDR) applicable to cash balances of clearing members for ForexClear and SwapClear 04/24/2017 Notified 04/24/2017 1
LCHLTD LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. 05/08/2017 Certified 05/22/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1
LCHLTD LCH Amendment to its Margin Collateral Haircut Schedule 04/27/2017 Certified 05/10/2017 2
CMECE Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end 10/18/2011 Certified 11/02/2011 1
MGEX Language amendments relating to the MGEX Risk Manual and Exhibit A. 04/28/2023 Certified 05/12/2023 2
CME Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). 10/10/2017 Certified 10/24/2017 1
CME IRS Clearing Member Obligations and Qualifications; 12-123 04/20/2012 Certified 05/05/2012 1
NYMEX Investment of Customer Segregated Funds in Money Market Mutual Funds 02/20/2001 Certified 02/20/2001 0
SGX-DC Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules 01/27/2016 Certified 02/10/2016 1
LCHLTD Introduction of wording to set out the requirements of clearing members to participate in business continuity testing planning coordination and testing programs. 07/29/2013 Certified 08/13/2013 1
SGX-DC Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. 05/20/2016 Certified 06/03/2016 1
CME Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. 10/19/2012 Certified 11/03/2012 1
LCHLTD Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP 03/16/2012 Certified 04/02/2012 1
LCHLTD Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. 04/19/2013 Certified 05/04/2013 1
LCHLLC Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. 04/19/2013 Certified 05/04/2013 1
LCHLTD Introduction of OIS-IBOR Basis Swaps 07/11/2014 Certified 07/25/2014 1
LCHLTD Introduction of non-deliverable forward FX contracts 11/04/2011 Certified 11/22/2011 1
LCHLTD Introduction of JPY OIS up to 30 years 07/11/2014 Certified 07/25/2014 1
LCHLTD Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. 03/16/2012 Certified 03/26/2012 1
CME Introduction of FX spot, forward and swap transactions 09/23/2011 Certified 10/08/2011 2
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
LCHLTD Introduction of client clearing fees for ForexClear service. 07/15/2013 Certified 07/30/2013 1
ICLREU2 Introduction of clearing for addtional OTC contracts. 05/13/2011 Certified 05/13/2011 1
SGX-DC Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. 04/15/2016 Certified 04/28/2016 3
LCHLTD Introduction of a schedule of fees for Compression Services offered by the SwapClear service. 02/11/2014 Certified 02/27/2014 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
OCC Interp clarifying that "securities contracts" and 'commodity contracts" held by a CLM in a proprietary account are held pursuant to "a cross-margining agreement or similar arrangement" for purposes of Section 561(b)(3)(A) of the U.S. Bankruptcy Code 10/23/2007 Certified 10/29/2007 1
NYMEX International Crude and Refined Products Incentive Program; 12-243 07/20/2012 Certified 08/04/2012 2
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
MGEX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
NADEX Independence Day Holiday Hours 06/13/2013 Certified 06/28/2013 1
NYMEX Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million 01/12/2006 Certified 01/17/2006 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
ICE NGX Increase in clearing fees for crude oil at US delivery points 09/07/2011 Certified 09/22/2011 1
LCHLTD Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. 05/01/2013 Certified 05/16/2013 1
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2