NYMEX |
Incentive Program for Natural Gas Products, 12-016 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
ICLREU2 |
In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. |
06/04/2018 |
Notified |
06/04/2018 |
|
1 |
LCHLTD |
In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. |
06/16/2023 |
Certified |
07/03/2023 |
|
1 |
LCHSA |
In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. |
01/12/2015 |
Certified |
01/27/2015 |
|
2 |
LCHLTD |
In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
ICLREU2 |
In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
NYPC |
In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
ICLREU2 |
Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
CME |
Implementation of the USD IRS House Liquidity Program |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
CME |
Implementation of the U.S. Dollar Swaptions Incentive Program |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
CME |
Implementation of the Stress Shortfall Margin Add-on Policy |
06/14/2018 |
Certified |
06/28/2018 |
|
2 |
CME |
Implementation of the Post-Trade Fee Schedule for FEX Products |
03/10/2021 |
Certified |
03/24/2021 |
|
2 |
CME |
Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program |
12/17/2018 |
Certified |
01/28/2019 |
|
2 |
CME |
Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
CME |
Implementation of the OTC FX Options Fee Waiver Program |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
CME |
Implementation of the OTC FX Non-Deliverable Forwards Incentive Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
CME |
Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
CME |
Implementation of the OTC (Over-The-Counter) CDS (Credit Default Swap) Fee Waiver Program |
09/15/2017 |
Certified |
09/29/2017 |
|
1 |
CME |
Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
CME |
Implementation of the FEX Strip Option Expiration Fee Waiver Program |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
CME |
Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
CME |
Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. |
04/12/2019 |
Certified |
04/26/2019 |
|
2 |
CME |
Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) |
06/14/2022 |
Certified |
06/29/2022 |
|
1 |
CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
OCC |
Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
CME |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
CME |
Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi |
03/29/2018 |
Withdrawn |
03/30/2018 |
|
2 |
CME |
Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. |
07/22/2016 |
Withdrawn |
09/19/2018 |
|
10 |
NADEX |
Implementation of market maker incentive program |
01/13/2014 |
Certified |
01/29/2014 |
|
1 |
KCC |
Implementation of Give-up Average Price System Fine Policy |
07/30/2012 |
Certified |
08/14/2012 |
|
1 |
CCD |
Implementation of clearing fees for margined futures products. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
LCHLTD |
Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
ICE NGX |
Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. |
09/20/2022 |
Certified |
10/04/2022 |
|
3 |
ICLR US |
ICUS Rule Amendments |
01/19/2021 |
Withdrawn |
02/02/2021 |
|
3 |
ICLR US |
ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. |
10/04/2017 |
Certified |
10/19/2017 |
|
2 |
ICLR US |
ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. |
10/03/2017 |
Certified |
10/18/2017 |
|
2 |
ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
3 |
ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
09/08/2017 |
Certified |
09/22/2017 |
|
3 |
ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
ICLR US |
ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICLR US |
ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract |
08/04/2017 |
Certified |
08/18/2017 |
|
2 |
ICLR US |
ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. |
09/26/2018 |
Certified |
10/11/2018 |
|
1 |
ICLR US |
ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. |
12/16/2014 |
Certified |
12/31/2014 |
|
3 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. |
01/09/2018 |
Certified |
01/24/2018 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. |
05/15/2017 |
Certified |
05/30/2017 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters |
04/08/2015 |
Certified |
04/22/2015 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. |
09/18/2018 |
Certified |
10/02/2018 |
|
2 |