Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
LCHLTD Introduction of client clearing fees for ForexClear service. 07/15/2013 Certified 07/30/2013 1
ICLREU2 Introduction of clearing for addtional OTC contracts. 05/13/2011 Certified 05/13/2011 1
SGX-DC Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. 04/15/2016 Certified 04/28/2016 3
LCHLTD Introduction of a schedule of fees for Compression Services offered by the SwapClear service. 02/11/2014 Certified 02/27/2014 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
OCC Interp clarifying that "securities contracts" and 'commodity contracts" held by a CLM in a proprietary account are held pursuant to "a cross-margining agreement or similar arrangement" for purposes of Section 561(b)(3)(A) of the U.S. Bankruptcy Code 10/23/2007 Certified 10/29/2007 1
NYMEX International Crude and Refined Products Incentive Program; 12-243 07/20/2012 Certified 08/04/2012 2
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
MIAX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
NADEX Independence Day Holiday Hours 06/13/2013 Certified 06/28/2013 1
NYMEX Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million 01/12/2006 Certified 01/17/2006 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
ICE NGX Increase in clearing fees for crude oil at US delivery points 09/07/2011 Certified 09/22/2011 1
LCHLTD Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. 05/01/2013 Certified 05/16/2013 1
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
LCHSA In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. 01/12/2015 Certified 01/27/2015 2
LCHLTD In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. 07/23/2015 Certified 08/06/2015 1
ICLREU2 In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. 09/01/2021 Certified 09/16/2021 2
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
CME Implementation of the USD IRS House Liquidity Program 06/20/2019 Certified 07/05/2019 1
CME Implementation of the U.S. Dollar Swaptions Incentive Program 12/14/2017 Certified 12/29/2017 1
CME Implementation of the Stress Shortfall Margin Add-on Policy 06/14/2018 Certified 06/28/2018 2
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
CME Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program 12/17/2018 Certified 01/28/2019 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the OTC FX Options Fee Waiver Program 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the OTC (Over-The-Counter) CDS (Credit Default Swap) Fee Waiver Program 09/15/2017 Certified 09/29/2017 1
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
CME Implementation of the FEX Strip Option Expiration Fee Waiver Program 03/10/2021 Certified 03/24/2021 1
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
CME Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) 06/14/2022 Certified 06/29/2022 1
CME Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). 12/01/2017 Certified 12/15/2017 1
OCC Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 12/07/2007 Certified 12/27/2007 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1