| CME |
Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi |
03/29/2018 |
Withdrawn |
03/30/2018 |
|
2 |
| CME |
Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. |
07/22/2016 |
Withdrawn |
09/19/2018 |
|
10 |
| NADEX |
Implementation of market maker incentive program |
01/13/2014 |
Certified |
01/29/2014 |
|
1 |
| KCC |
Implementation of Give-up Average Price System Fine Policy |
07/30/2012 |
Certified |
08/14/2012 |
|
1 |
| CCD |
Implementation of clearing fees for margined futures products. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| LCHLTD |
Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
| ICE NGX |
Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. |
09/20/2022 |
Certified |
10/04/2022 |
|
3 |
| ICLR US |
ICUS Rule Amendments |
01/19/2021 |
Withdrawn |
02/02/2021 |
|
3 |
| ICLR US |
ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. |
10/04/2017 |
Certified |
10/19/2017 |
|
2 |
| ICLR US |
ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. |
10/03/2017 |
Certified |
10/18/2017 |
|
2 |
| ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
3 |
| ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
09/08/2017 |
Certified |
09/22/2017 |
|
3 |
| ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
| ICLR US |
ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICLR US |
ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract |
08/04/2017 |
Certified |
08/18/2017 |
|
2 |
| ICLR US |
ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. |
09/26/2018 |
Certified |
10/11/2018 |
|
1 |
| ICLR US |
ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. |
12/16/2014 |
Certified |
12/31/2014 |
|
3 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. |
01/09/2018 |
Certified |
01/24/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. |
05/15/2017 |
Certified |
05/30/2017 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters |
04/08/2015 |
Certified |
04/22/2015 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. |
09/18/2018 |
Certified |
10/02/2018 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework in order to implement revised margin statistics. |
09/02/2015 |
Certified |
09/17/2015 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. |
10/15/2018 |
Certified |
10/29/2018 |
|
2 |
| ICLR US |
ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: |
07/10/2017 |
Certified |
07/24/2017 |
|
2 |
| ICLR US |
ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
2 |
| ICLR US |
ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. |
03/22/2018 |
Withdrawn |
04/04/2018 |
|
2 |
| ICLREU2 |
ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Operational Risk Management Policy to make certain clarifications and updates and add to its rule framework a Risk Identification Framework to provide ICE Clear Europe with a structure to explore identify and monitor risks. |
05/24/2022 |
Certified |
06/07/2022 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes |
12/23/2021 |
Certified |
01/10/2022 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Delivery Procedures to add a new Part HH to address new ICE Endex French PEG Natural Gas Futures and ICE Endex French PEG Natural Gas Daily Futures which are futures contracts traded on ICE Endex and cleared through ICEU |
12/23/2021 |
Certified |
01/10/2022 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Collateral and Haircut Procedures to include explicitly the formula used for calculating Permitted Cover value, and provide further details on the ICEU's procedures for monitoring data related to collateral valuations |
10/29/2021 |
Certified |
11/15/2021 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures to provide for the acceptance of certain emission allowances provided by Clearing Members. |
10/17/2022 |
Certified |
10/31/2022 |
|
4 |
| ICLREU2 |
ICEU proposes to formalize its F&O Stress Testing Policy. |
11/28/2018 |
Certified |
12/12/2018 |
|
5 |
| ICLREU2 |
ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. |
04/28/2021 |
Certified |
05/11/2021 |
|
1 |
| ICLREU2 |
ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
| ICLREU2 |
ICEU proposes to adopt a new Counterparty Credit Risk Policy and adopt a new Counterparty Credit Risk Procedures and retire its existing Futures and Options Capital to Margin and Shortfall Margin Policy and the Unsecured Credit Limits Procedures. |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
| ICLREU2 |
ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. |
12/01/2021 |
Certified |
12/15/2021 |
|
2 |
| ICLREU2 |
ICEU is updating Part N2 of its Delivery Procedures to update provisions relating to the delivery timetable for ICE Deliverable Carbon Contracts and Part Q to update certain requirements relating to delivery of hard copies of relevant delivery documents. |
04/17/2024 |
Certified |
05/01/2024 |
|
3 |
| ICLREU2 |
ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| ICLREU2 |
ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. |
02/14/2018 |
Certified |
03/01/2018 |
|
3 |
| ICLREU2 |
ICEU is making certain changes to the Rules and Procedures to add two new types of customer accounts, the Standard Private Omnibus Indirect Account for F&O and the Standard TTFCA Private Omnibus Indirect Account for F&O. |
11/12/2024 |
10 Day Review |
11/12/2024 |
|
3 |
| ICLREU2 |
ICEU is amending the Investment Management Procedures in the Table of Authorised Investments and Concentration Limits for ICEU's Regulatory Capital to change the maximum maturity of certain investments in sovereign and government agency bonds. |
04/25/2023 |
Certified |
05/09/2023 |
|
2 |
| ICLREU2 |
ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. |
12/19/2017 |
Certified |
01/04/2018 |
|
2 |
| ICLREU2 |
ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits |
01/24/2017 |
Certified |
02/06/2017 |
|
2 |
| ICLREU2 |
ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. |
07/19/2023 |
Certified |
08/02/2023 |
|
2 |
| ICLREU2 |
ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. |
03/28/2024 |
Certified |
04/11/2024 |
|
2 |
| ICLREU2 |
ICEU is amending its Counterparty Credit Risk Policy and Procedures to clarify some requirements applicable to \r\nfinancial services providers and custodians, remove provisions and references, the termination of CDS and update to governance procedures. |
08/21/2024 |
Certified |
09/04/2024 |
|
2 |
