Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe is amending its Capital Replenishment Plan principally to reflect certain requirements under EMIR Regulatory Technical Standards. The amendments will also remove a reference to the SEC as a regulator that supervises ICE Clear Europe. 07/16/2024 10 Day Review 07/16/2024 2
ICLREU2 ICE Clear Europe is amending its Articles to reflect the termination of its credit default swap ("CDS") clearing service, as previously announced. 01/03/2024 Certified 01/18/2024 2
ICLREU2 ICE Clear Europe is adopting the amendments to the Procedures to clarify the requirements for investment of customer funds provided by FCM/BD Clearing Members. 11/27/2020 Certified 12/10/2020 2
ICLREU2 ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category 07/18/2019 Withdrawn 07/29/2019 2
ICLREU2 ICE Clear Europe is adopting new Futures and Options Default Management Procedures, which will supplement the Clearing House's existing F&O Default Management Policy. 06/12/2023 Certified 06/27/2023 2
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
ICLREU2 ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. 11/16/2023 Certified 12/01/2023 2
ICLREU2 ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. 06/19/2015 Certified 07/02/2015 1
ICLREU2 ICE Clear Europe is adopting amendments to its delivery procedures relating to containerised white sugar futures contracts. 06/01/2016 Certified 06/15/2016 2
ICLREU2 ICE Clear Europe is adopting amendments to its Delivery Procedures in connection with certain ICE Endex natural gas futures contracts. 03/16/2015 Certified 03/30/2015 1
ICLREU2 ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. 06/02/2015 Certified 06/16/2015 2
ICLREU2 ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. 02/19/2019 Certified 03/05/2019 2
ICLREU2 ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. 04/17/2023 Certified 05/01/2023 2
ICLREU2 ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. 09/21/2018 Certified 10/05/2018 2
ICLREU2 ICE Clear Europe is adopting a new Clearing Membership Policy and Procedures to consolidate and summarize its existing clearing membership criteria and to document certain existing processes and procedures concerning the membership application process. 09/17/2021 Certified 10/01/2021 2
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
ICLREU2 ICE Clear Europe is adopting a new Anti-Procyclicality Policy, which will supersede in its entirety the current policy. 05/15/2024 Certified 05/30/2024 2
ICLREU2 ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. 06/10/2019 Certified 06/24/2019 2
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
ICLREU2 ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. 02/26/2016 Certified 03/11/2016 3
ICECC ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. 05/04/2020 Certified 05/18/2020 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/29/2016 Certified 04/12/2016 2
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
ICECC ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. 07/10/2020 Certified 07/24/2020 2
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICECC ICE Clear Credit LLC proposes revisions to its Risk Parameter Setting and Review Policy. 10/04/2023 Certified 10/19/2023 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. 02/19/2019 Certified 03/05/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC New Initiatives Approval Policy and Procedural Framework. 01/28/2019 Certified 02/11/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. 06/18/2020 Certified 07/02/2020 3
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. 07/16/2019 Certified 07/30/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/15/2019 Certified 09/13/2019 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 08/01/2019 Withdrawn 01/16/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2