Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes to update its Liquidity Risk Management Framework. 08/17/2017 Certified 08/31/2017 2
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
ICECC ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. 07/29/2022 Certified 08/12/2022 2
ICECC ICC proposes to formalize the ICC Model Validation Framework. 03/28/2017 Certified 04/11/2017 2
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2
ICECC ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. 01/05/2015 Certified 01/20/2015 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICECC ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. 08/10/2016 Certified 08/24/2016 2
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 01/15/2015 Certified 01/30/2015 2
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to change the calculation of single name Firm Trade notional limits to be at a Clearing Participant affiliate group level. 05/17/2016 Certified 06/01/2016 2
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
ICECC ICC proposes revising its Risk Management Framework to incorporate certain risk model enhancements. 01/13/2015 Certified 01/28/2015 2
ICECC ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. 03/08/2017 Certified 03/22/2017 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
ICECC ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. 02/03/2016 Certified 02/18/2016 2
ICECC ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. 07/27/2015 Certified 08/10/2015 2
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
ICECC ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. 01/29/2018 Certified 02/12/2018 3
ICECC ICC proposes changes to the ICC Rulebook to provide for the clearance of additional credit default swap contracts. 09/14/2016 Certified 09/28/2016 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICECC ICC proposes changes to the ICC Risk Management Model Description. 04/09/2021 Certified 04/23/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 11/05/2021 Certified 11/22/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
ICECC ICC proposes changes to the ICC Back-Testing Framework. 09/22/2021 Certified 10/06/2021 2
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
ICECC ICC proposes changes to its cash investment yield schedule. 06/08/2017 Certified 06/22/2017 2
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 05/31/2016 Withdrawn 06/07/2016 2
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 11/01/2016 Certified 11/16/2016 2
ICECC ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. 09/30/2014 Certified 11/04/2014 2
ICECC ICC proposes changes to ICC Clearing Rule 401 in order to provide additional clarity regarding settlement finality with respect to Mark-to-Market Margin. 04/16/2015 Certified 04/30/2015 2
ICECC ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. 07/11/2018 Certified 07/25/2018 2
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
ICECC ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. 01/17/2017 Certified 01/31/2017 6
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 04/08/2021 Certified 04/22/2021 3
ICECC ICC proposes amendments to its Clearing Rules. 01/07/2021 Certified 01/22/2021 2
ICECC ICC proposes amendments to its Clearing Rules. 10/14/2020 Certified 10/28/2020 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICECC ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. 12/17/2019 Certified 01/02/2020 2