Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME FXMarketSpace 12/15/2006 Certified 01/03/2007 1
OCC Futures Trade Matching 12/19/2006 Certified 01/08/2007 1
ICLR US Futures Spreads Cotton Sugar 03/07/2005 Certified 03/07/2005 0
ONXCC Futures and Options Positions 07/09/2002 Certified 07/09/2002 0
OCC Futures and Options Positions 07/29/2002 Certified 07/29/2002 0
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
OCC Fund Share 06/02/2003 Certified 06/02/2003 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
MIAX Formation of the Risk Management Committee 03/06/2024 Certified 03/20/2024 1
ICECC Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. 11/17/2022 Certified 12/02/2022 4
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
LCHLTD ForexClear fee changes applicable to outright FX Forwards 09/06/2019 Certified 09/20/2019 1
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
OCC Foreign Currency Futures 07/18/2003 Certified 07/18/2003 0
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
NYMEX Floor-traded electricity options cleared on ClearPort 12/05/2006 Certified 12/05/2006 0
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
CBT Financial Filing Requirements 09/22/2003 Certified 09/22/2003 1
CCD Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. 10/31/2023 Certified 11/15/2023 2
CCD Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
CME Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. 04/21/2009 Certified 04/21/2009 1
ICLREU2 Filing for F&O Stress Testing Policy and Methodology 07/31/2020 Certified 08/14/2020 2
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
CME Fee waiver program for OTC Credit Default Swap Clearing fees 10/14/2011 Certified 10/29/2011 1
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2
NODALCL Fee schedule for trucking freight futures 03/14/2019 Certified 03/28/2019 2
ICE NGX Fee schedule changes to CPA for trading and clearing products 12/29/2008 Certified 01/02/2009 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
OCC FCM requirements 10/08/2002 Certified 10/08/2002 0
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
MIAX Extension of trading hours and deadline for submission of information to the clearing house 06/08/2012 Certified 06/22/2012 1
ICLR US Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
CME Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii) 05/03/2012 Certified 05/03/2012 5
ICLREU2 Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
KCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
MIAX Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NYPC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
OCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
CME Extension of the OTC FX Options Fee Waiver Program 12/15/2023 Certified 01/02/2024 1