Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CME Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 05/30/2012 Certified 06/13/2012 1
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
OCC Exercise Notices 07/02/2002 Certified 07/02/2002 0
MGEX Exchange Regulatory Fee 01/31/2001 Certified 01/31/2001 0
NYMEX European Union Allowance and Certified Commission Production futures and spread contracts Market Making program; 12-210 06/18/2012 Certified 07/03/2012 1
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
CCORP Eurex Phase I Memorandum and Order 10/21/2004 Certified 10/29/2004 1
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
CCORP EUREX Currencies & OTC Treasuries 01/11/2006 Certified 12/25/2006 0
EUREX Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. 04/22/2016 Certified 05/06/2016 2
EUREX Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
OCC Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear 12/12/2007 Certified 12/28/2007 1
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1
CME Equity Index Performance Bonds 02/02/2004 Certified 02/02/2004 0
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
ICECC Enhancements to margin methodology ("Decomp Model") 11/25/2011 Certified 12/10/2011 1
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
LCHLTD Endex Clearing (Dutch Electricity) 12/16/2002 Certified 12/16/2002 0
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
LCHLTD Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. 02/04/2014 Certified 02/20/2014 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
CME Emergency actions taken as a result of Hurricane Sandy; 12-370. 10/31/2012 Certified 10/31/2012 1
CME Emergency actions taken as a result of Hurricane Sandy; 12-363. 10/29/2012 Certified 10/29/2012 1
NADEX Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. 05/28/2013 Certified 06/11/2013 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
OCC Elimination or reduction of fees to clearing members for theoretical profit and loss values 09/18/2007 Certified 09/19/2007 1
NYMEX Eliminates OTC Reference 01/22/2003 Certified 01/22/2003 0
OCC Eliminate fees for three brochures; SR-OCC-2012-09 06/28/2012 Certified 07/14/2012 1
NYMEX Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. 07/29/2009 Certified 08/11/2009 1
CBT E-CBOT Clearing 10/31/2003 Certified 10/31/2003 1
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 03/15/2012 Certified 03/30/2012 2
NADEX Discontinue Free Trade Promotion Program 05/31/2007 Certified 06/01/2007 1
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
ICLREU2 Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. 01/21/2021 Certified 02/03/2021 2
ICLR US Delivery Obligations on Default 10/14/2003 Certified 10/14/2003 1