Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
OCC Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear 12/12/2007 Certified 12/28/2007 1
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1
CME Equity Index Performance Bonds 02/02/2004 Certified 02/02/2004 0
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
ICECC Enhancements to margin methodology ("Decomp Model") 11/25/2011 Certified 12/10/2011 1
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
LCHLTD Endex Clearing (Dutch Electricity) 12/16/2002 Certified 12/16/2002 0
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
LCHLTD Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. 02/04/2014 Certified 02/20/2014 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
CME Emergency actions taken as a result of Hurricane Sandy; 12-370. 10/31/2012 Certified 10/31/2012 1
CME Emergency actions taken as a result of Hurricane Sandy; 12-363. 10/29/2012 Certified 10/29/2012 1
NADEX Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. 05/28/2013 Certified 06/11/2013 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
OCC Elimination or reduction of fees to clearing members for theoretical profit and loss values 09/18/2007 Certified 09/19/2007 1
NYMEX Eliminates OTC Reference 01/22/2003 Certified 01/22/2003 0
OCC Eliminate fees for three brochures; SR-OCC-2012-09 06/28/2012 Certified 07/14/2012 1
NYMEX Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. 07/29/2009 Certified 08/11/2009 1
CBT E-CBOT Clearing 10/31/2003 Certified 10/31/2003 1
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 03/15/2012 Certified 03/30/2012 2
NADEX Discontinue Free Trade Promotion Program 05/31/2007 Certified 06/01/2007 1
CME Disaster Recovery 09/05/2003 Certified 09/05/2003 1
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
ICLREU2 Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. 01/21/2021 Certified 02/03/2021 2
ICLR US Delivery Obligations on Default 10/14/2003 Certified 10/14/2003 1
CME Delisting of USD-LIBOR-BBA Swaption Contracts 10/24/2022 Certified 10/24/2022 1
NYMEX Delisting of two cleared contracts traded on Dubai Mercantile Exchange 02/28/2008 Certified 02/29/2008 1
CME Delisting of the U.S. Dollar/Malaysian Ringgit (USD/MYR) Cleared OTC Non-Deliverable Forwards Contract 04/16/2018 Certified 04/16/2018 2
CME Delisting of the Polish Zloty ("PLN") Warsaw Interest Rate Overnight ("WIRON") Interest Rate Swaps ("WIRON OIS") Contract for Clearing 05/24/2024 Certified 06/10/2024 1
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
CME Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts 03/25/2019 Certified 03/25/2019 2
CME Delisting of Four (4) Commodity Index Forward Swap Contracts 12/06/2021 Certified 12/06/2021 2
CME Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts 06/01/2015 Certified 06/01/2015 2
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts 06/24/2019 Certified 07/09/2019 1
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 12/11/2020 Certified 12/28/2020 2
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the UAN FOB NOLA Swaps (Cleared Only) Contract 08/24/2020 Certified 09/08/2020 2
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
CME Delisting of AUD Chicago Soft Red Winter Wheat Swap (Cleared Only) and AUD KC Hard Red Winter Wheat Swap (Cleared Only) Contracts on March 30, 2015 03/30/2015 Certified 03/30/2015 2
ICLR US Delisting Iron Ore Swaps 10/26/2011 Certified 10/27/2011 1