Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Delisting eleven tanker freight forwards contracts 07/23/2012 Certified 07/23/2012 1
CME Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 04/27/2012 Certified 04/27/2012 1
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
CME Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil 09/29/2014 Certified 09/29/2014 2
CME Deletion of the text of CME, CBOT, NYMEX/COMEX Rule 956.D. ("Position Limits") 09/12/2024 Certified 09/26/2024 1
CBT Deletion of swap product traded and cleared OTC (ethanol previous month) 07/25/2007 Certified 08/14/2007 1
NYMEX Deletion of Risk Filter Rule 9.04B 05/31/2007 Certified 06/01/2007 1
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
CME Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices 08/01/2005 Certified 08/10/2005 1
ICLR US Delay to the implementation of the modifications to the ICE Clear U.S. intraday variation margin call procedures described in Submission 12-72; 12-72A. 11/02/2012 Certified 11/20/2012 1
ICE NGX Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. 12/14/2021 Certified 12/29/2021 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
CCORP Definition of Exchange Market is amended to inlcude mini$DAX Index Futures 09/12/2008 Certified 09/29/2008 1
CCORP Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE 04/03/2008 Certified 04/10/2008 1
CCORP Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. 02/27/2009 Certified 03/02/2009 1
CCORP Definition of Exchange Market is amended to add the California Climate Action Reserve - Climate Reserve Tons traded on Chicago Climate Futures Exchange, LLC. 02/18/2009 Certified 02/26/2009 1
CCORP Definition of Exchange Market is amended to add ten index futures contracts that will be traded on USFE 09/27/2007 Certified 10/04/2007 1
CCORP Definition of Exchange Market is amended to add options on Nitrogen Financial Instrument Futures traded on CCFE 03/12/2008 Certified 03/21/2008 1
CCORP Definition of Exchange Market is amended to add new products to be traded on CCFE and USFE as follows: Nitrogen Financial Instrument Futures and European Carbon Financial Instrument Futures on CCFE and Spot Equivalent Futures Currencies in the following 09/19/2007 Certified 09/20/2007 1
CCORP Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. 07/23/2009 Certified 07/27/2009 1
CCORP Definition of Exchange Market is amended to add four new renewable energy certificates futures contracts. 04/15/2009 Certified 04/16/2009 1
CCORP Definition of Exchange Market is amended to add Dow Jones Sustainability World Index Futures as product traded on Chicago Climate Futures Exchange 11/12/2008 Certified 11/24/2008 1
CCORP Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. 09/21/2007 Certified 09/24/2007 1
CCORP Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. 08/13/2008 Certified 08/28/2008 1
CCORP Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. 08/26/2009 Certified 08/27/2009 1
CCORP Definition of Exchange Market in Chapter 1 is amended to add the California Climate Action Registry- Climate Reserve Tons options on futures contract traded on CCFE. 03/11/2009 Certified 03/12/2009 1
CCORP Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. 11/15/2007 Certified 11/16/2007 1
CCORP Definition of Exchange Market amended to include new products traded on USFE 09/12/2007 Certified 09/19/2007 1
CCORP Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange 08/22/2007 Certified 08/28/2007 1
CCORP Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE 12/10/2007 Certified 12/28/2007 1
CCORP Definition of Exchange Market amended to add new Global Clearing Link contracts; Appendix 9B amended to add settlement procedures and minimum block size for such contracts; 9B sections re-referenced re original contracts' settlement price rules 01/09/2008 Certified 02/12/2008 1
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
ICE NGX Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points 08/04/2011 Certified 08/19/2011 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
LX DCO Rulebook Revisions 08/20/2024 Certified 09/04/2024 3
LX DCO Rulebook Amendments 08/04/2022 Certified 08/18/2022 2
KKL DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/16/2024 Certified 10/30/2024 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
CME Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
CBT Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
ICE NGX Crude Oil Incentive Program 05/16/2012 Certified 06/01/2012 1
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
CME Cross-Margining Program with the Government Securities Clearing Corporation 07/30/2001 Certified 07/30/2001 0
CME Cross-Margining Program 11/19/2003 Certified 11/19/2003 0
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1