Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
MGEX Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer 05/11/2012 Certified 05/26/2012 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
OCC CMTA Facility 10/10/2003 Certified 10/10/2003 1
CME CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 07/17/2012 Certified 08/01/2012 1
CME CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 07/17/2012 Certified 08/01/2012 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
CME CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) 07/22/2010 Certified 07/22/2010 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
CME CME OTC FX Fee Waiver Program, 12-027 01/17/2012 Certified 02/01/2012 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
ICLR US Closing Out Positions of Expelled or Suspended Clearing Members 02/24/2003 Certified 02/24/2003 0
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1
CME Clearing Membership Requirements 03/15/2001 Certified 03/15/2001 0
CME Clearing Membership Assignment Requirements 04/23/2003 Certified 04/23/2003 0
CME Clearing Membership 11/30/2001 Certified 11/30/2001 0
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
KCC Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. 04/20/2012 Certified 05/05/2012 1
MGEX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
ICLR US Clearing Member Account Structure 01/29/2001 Approved 05/23/2001 0
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
OCC Clearing Fund Formula 07/22/2002 Certified 07/22/2002 0
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
CBT Cleared-only Fuel Ethanol Basis Swaps traded OTC 09/04/2007 Certified 09/05/2007 1