| MGEX |
Clean-up of rules related to clearing fees. |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
| CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
| LCHLTD |
clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CME |
Clarifying changes to CME Clearing delivery rules. |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| CME |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Certified |
11/26/2014 |
|
2 |
| CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
| MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
| NYMEX |
Clarification to Nymex Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| ICE NGX |
Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. |
05/08/2018 |
Certified |
05/22/2018 |
|
1 |
| ICE NGX |
Clarification re: interest on collateral accounts |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
| OCC |
Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| CME |
Clarification of Settlement Dates on Cleared-only Eurodollar Futures |
03/17/2006 |
Certified |
03/24/2006 |
|
1 |
| NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
| LCHLTD |
Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members |
05/01/2020 |
Certified |
05/15/2020 |
|
2 |
| ICE NGX |
Clarification around correspondent or intermediary bank fees in relation to wire payments. |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
| LCHLTD |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
| LCHLLC |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
| LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
| LCHLTD |
Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| LCHLTD |
Circular Self Certification - describing operating procedures for Good Friday and Easter Monday |
03/07/2016 |
Certified |
03/21/2016 |
|
1 |
| ICLREU2 |
Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| ICLREU2 |
Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
| ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| LCHLLC |
Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service |
01/20/2016 |
Certified |
02/03/2016 |
|
1 |
| CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
| CME |
Chapters 7 and 8 Clearing et al. |
03/22/2006 |
Certified |
03/22/2006 |
|
1 |
| CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
| CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
| MGEX |
Chapter 21 Rulebook Amendments - Lien on Collateral Rule |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
| MGEX |
Chapter 21 Amendments |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
| CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
| LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
| CME |
Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| LCHLTD |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| LCHLLC |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |
| LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
| LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
| LCHLLC |
Changes to the Portfolio Transfer Process. |
06/05/2013 |
Certified |
06/20/2013 |
|
1 |
| CME |
Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| LCHLTD |
Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. |
11/02/2018 |
Certified |
11/16/2018 |
|
1 |
| CME |
Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. |
11/30/2012 |
Certified |
09/16/2013 |
|
1 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| LCHLTD |
Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. |
06/27/2016 |
Certified |
07/12/2016 |
|
1 |
| LCHLTD |
Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| LCHLTD |
Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| LCHLTD |
Changes to the LCH Margin Collateral Haircut Schedule |
11/21/2016 |
Withdrawn |
11/29/2016 |
|
2 |
