Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
CME CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) 07/22/2010 Certified 07/22/2010 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
CME CME OTC FX Fee Waiver Program, 12-027 01/17/2012 Certified 02/01/2012 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
ICLR US Closing Out Positions of Expelled or Suspended Clearing Members 02/24/2003 Certified 02/24/2003 0
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1
CME Clearing Membership Requirements 03/15/2001 Certified 03/15/2001 0
CME Clearing Membership Assignment Requirements 04/23/2003 Certified 04/23/2003 0
CME Clearing Membership 11/30/2001 Certified 11/30/2001 0
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
KCC Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. 04/20/2012 Certified 05/05/2012 1
MIAX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
ICLR US Clearing Member Account Structure 01/29/2001 Approved 05/23/2001 0
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
OCC Clearing Fund Formula 07/22/2002 Certified 07/22/2002 0
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
CBT Cleared-only Fuel Ethanol Basis Swaps traded OTC 09/04/2007 Certified 09/05/2007 1
MIAX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
CME Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H 08/05/2014 Certified 08/19/2014 1
MIAX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1