Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
ICE NGX Clarification re: interest on collateral accounts 04/29/2013 Certified 05/14/2013 1
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
LCHLTD Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members 05/01/2020 Certified 05/15/2020 2
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
LCHLTD Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal 11/12/2013 Certified 11/27/2013 1
LCHLTD Circular Self Certification - describing operating procedures for Good Friday and Easter Monday 03/07/2016 Certified 03/21/2016 1
ICLREU2 Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. 09/17/2012 Certified 10/02/2012 1
ICLREU2 Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. 05/16/2013 Certified 06/01/2013 1
ICLREU2 Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. 12/11/2020 Certified 12/28/2020 2
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
CME Chapters 7 and 8 Clearing et al. 03/22/2006 Certified 03/22/2006 1
CME Chapter 9 Clearing 11/27/2006 Certified 12/04/2006 1
CME Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps 12/19/2008 Certified 12/22/2008 1
MIAX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
MIAX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
CCH Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." 02/16/2018 Certified 03/05/2018 2
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1
CME Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. 09/26/2012 Certified 10/12/2012 1
LCHLTD Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLLC Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
LCHLTD Changes to the rulebook to remove Hong Kong payments section and other administrative changes. 06/06/2019 Certified 06/20/2019 1
LCHLTD Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. 02/28/2014 Certified 03/15/2014 1
LCHLLC Changes to the Portfolio Transfer Process. 06/05/2013 Certified 06/20/2013 1
CME Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 09/05/2013 Certified 09/20/2013 1
LCHLTD Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. 11/02/2018 Certified 11/16/2018 1
CME Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. 11/30/2012 Certified 09/16/2013 1
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
LCHLTD Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. 06/27/2016 Certified 07/12/2016 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
LCHLTD Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. 07/24/2017 Notified 07/24/2017 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 05/15/2023 Notified 05/15/2023 1
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
LCHLTD Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. 04/02/2014 Certified 04/17/2014 1
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD Changes to the collateral management processes and the opening hours of the SwapClear service. 03/25/2014 Certified 04/09/2014 1
CME Changes to the CDS Risk Model 07/18/2014 Certified 09/18/2014 3
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1