| KCC |
Changes to the By-Laws and conforming amendments; 12-01. |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| LCHLTD |
Changes to SwapClear default fund, default management process and membership criteria |
04/16/2012 |
Certified |
05/01/2012 |
|
2 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
| MIAX |
Changes to spread and margin rates and volatility scan range. |
07/13/2017 |
Notified |
07/13/2017 |
|
1 |
| ICLREU2 |
Changes to SPAN margin methodology |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| LCHLTD |
Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| LCHLLC |
Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. |
05/10/2013 |
Certified |
05/25/2013 |
|
1 |
| CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| CME |
Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. |
03/06/2013 |
Certified |
03/21/2013 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| LCHLTD |
Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
| LCHLTD |
Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. |
01/06/2015 |
Certified |
01/21/2015 |
|
1 |
| CME |
Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. |
01/03/2013 |
Certified |
01/18/2013 |
|
1 |
| CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CME |
Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
| ICLR US |
Changes to Risk Management Framework |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
| ICLR US |
Changes to Risk Management Framework |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
| ICLREU2 |
Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| OCC |
Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
| MIAX |
Changes to outright margin rates |
02/01/2018 |
Notified |
02/01/2018 |
|
1 |
| MIAX |
Changes to outright margin rates |
06/15/2017 |
Notified |
06/15/2017 |
|
1 |
| LCHLTD |
Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| NYMEX |
Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
| NYMEX |
Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| LCHLLC |
Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures |
08/30/2010 |
Certified |
08/30/2010 |
|
1 |
| LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
| LCHLTD |
Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. |
10/13/2016 |
Certified |
10/26/2016 |
|
1 |
| LCHLTD |
Changes to LCH Limiteds London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. |
12/15/2023 |
Notified |
12/15/2023 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate |
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate |
06/19/2023 |
Notified |
06/19/2023 |
|
1 |
| LCHLTD |
Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). |
01/15/2024 |
Notified |
01/15/2024 |
|
1 |
| CME |
Changes to IRS Manual; 13-313 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| CME |
Changes to IRS Manual of Operations; 12-414. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CME |
Changes to IRS contracts; 13-315 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| CME |
Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| NYMEX |
Changes to Incentive Program for OTC Energy Options Products; 12-089 |
03/19/2012 |
Certified |
04/03/2012 |
|
2 |
| ICE NGX |
Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| LCHLTD |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| LCHLLC |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
| ICLR US |
Changes to fees on cash and non-cash initial margin and guaranty fund contributions. |
12/23/2019 |
Certified |
01/08/2020 |
|
1 |
| OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
| ICLR US |
Changes to disciplinary procedures and open interest reporting rule. |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| CMECE |
Changes to detail composition of Disciplinary Panel; CMECE 11-397 |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
