| CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
| CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
| CCORP |
CCFE as Exchange Market |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
| CCD |
CCD submits amendments to its Rulebook, Operating Agreement, Default Management Plan, and Risk Management Committee Charter to reflect its new legal name taking effect December 1, 2024. |
11/01/2024 |
Certified |
11/18/2024 |
|
1 |
| CCD |
CCD is updating its Margin Model and Stress Scenarios document. |
07/23/2024 |
Certified |
08/06/2024 |
|
2 |
| CCD |
CCD is submitting an amendment to the Clearinghouse Risk Management Committee (RiskCo) Charter. |
11/13/2024 |
10 Day Review |
11/13/2024 |
|
1 |
| CCD |
CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. |
05/14/2024 |
Certified |
05/29/2024 |
|
2 |
| CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
| CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |
| CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
| CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
| NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
| OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
| CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
| CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
| CCD |
Cboe Clear Digital is amending its rulebook to incorporate provisions from its clearing membership agreement. |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| CCD |
Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. |
06/13/2024 |
Certified |
06/28/2024 |
|
2 |
| CCORP |
Categories of Governors |
12/09/2002 |
Certified |
12/09/2002 |
|
0 |
| CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
| OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
| OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
| ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
| OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
| OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
| ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
| LCHSA |
Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). |
02/13/2015 |
Certified |
03/02/2015 |
|
1 |
| ECC |
Board of Directors |
12/04/2001 |
Certified |
12/04/2001 |
|
0 |
| MIAX |
Bitnomial Rule Amendments |
09/29/2023 |
Certified |
10/16/2023 |
|
1 |
| MIAX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
| LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
| LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| OCC |
Assignment Procedures, Exercise Notices |
08/14/2002 |
Certified |
08/14/2002 |
|
0 |
| LCHSA |
As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. |
12/19/2014 |
Certified |
01/06/2015 |
|
2 |
| OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
| ICLREU2 |
Arrangements that would be implemented in relation to the occurrence of a restructuring event. |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| SGX-DC |
Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
04/29/2019 |
Withdrawn |
05/03/2019 |
|
1 |
| OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| CME |
Application of SPAN 2 Framework to Equity Product Group |
10/02/2024 |
Certified |
10/17/2024 |
|
2 |
| CME |
Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
| CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
| NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
