| CME |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
| CME |
Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. |
10/15/2009 |
Certified |
10/15/2009 |
|
1 |
| CME |
Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts |
06/13/2024 |
Certified |
06/28/2024 |
|
1 |
| ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
| LCHLLC |
Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. |
11/09/2009 |
Certified |
02/26/2010 |
|
1 |
| ICE NGX |
Amendments to RMF re Enhance Financial Resources |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| ICE NGX |
Amendments to RMF |
07/08/2022 |
Certified |
07/22/2022 |
|
2 |
| LCHLLC |
Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default |
12/21/2011 |
Certified |
01/07/2012 |
|
1 |
| MIAX |
Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index |
05/06/2021 |
Certified |
05/20/2021 |
|
3 |
| LCHLLC |
Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral |
11/10/2010 |
Certified |
11/10/2010 |
|
1 |
| MIAX |
Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures |
03/20/2008 |
Certified |
03/21/2008 |
|
1 |
| LCHLTD |
Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| CME |
Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures |
09/12/2011 |
Certified |
09/27/2011 |
|
1 |
| CME |
Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares |
07/28/2011 |
Certified |
08/12/2011 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| ICE NGX |
Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| MIAX |
Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
| ICLREU2 |
Amendments to procedures and contract terms in order to comply with Dodd-Frank Act |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| NADEX |
Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts |
06/08/2007 |
Certified |
06/22/2007 |
|
1 |
| LCHLTD |
Amendments to post-default rules and methodology. |
11/14/2012 |
Certified |
11/14/2012 |
|
1 |
| CME |
Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| ICE NGX |
Amendments to Physical Delivery. |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| ICLREU2 |
Amendments to Permitted Cover rules, haircut rates. |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| LX |
Amendments to Participant Agreement |
07/28/2022 |
Withdrawn |
08/04/2022 |
|
2 |
| ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
| CME |
Amendments to OTC substitution rule. |
06/30/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
| LX |
Amendments to Operations Manual. |
01/29/2018 |
Withdrawn |
02/09/2018 |
|
5 |
| LX |
Amendments to operations manual as previously discussed with DCR staff. |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| OCC |
Amendments to OCC's stock loan and hedge program. |
02/25/2008 |
Certified |
02/29/2008 |
|
1 |
| NODALCL |
Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts |
04/11/2019 |
Certified |
04/25/2019 |
|
3 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| NODALCL |
Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 |
06/27/2023 |
Certified |
07/12/2023 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
01/24/2024 |
Certified |
02/07/2024 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
10/01/2024 |
Certified |
10/16/2024 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies |
02/15/2022 |
Certified |
03/02/2022 |
|
2 |
| NADEX |
Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| ICLR US |
Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
| ICLREU2 |
Amendments to minimum capital requirements of CDS Clearing Members |
05/08/2012 |
Certified |
05/22/2012 |
|
1 |
| MIAX |
Amendments to MGEX's Risk Management Manual |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| MIAX |
Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
| MIAX |
Amendments to MGEX Risk Manual |
05/30/2023 |
Certified |
06/13/2023 |
|
2 |
| MIAX |
Amendments to MGEX Risk Manual |
01/09/2023 |
Certified |
01/24/2023 |
|
2 |
| MIAX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| MIAX |
Amendments to MGEX Bylaws and Board Committee Charters |
06/14/2024 |
Certified |
07/01/2024 |
|
4 |
| MIAX |
Amendments to MGEX Bylaws |
02/02/2024 |
Certified |
02/16/2024 |
|
2 |
| ICE NGX |
Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement |
11/09/2018 |
Certified |
11/27/2018 |
|
1 |
