| NYPC |
Amendments to LLC Agreement re fiduciary duties of directors. |
10/05/2011 |
Certified |
10/21/2011 |
|
1 |
| LCHLLC |
Amendments to LCH.Clearnet LLC's Rules and Regulations concerning the introduction of Legally Segregated, Operationally Commingled ("LSOC") Accounts under CFTC Regulation Part 22. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| OCC |
Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology |
12/14/2007 |
Certified |
12/28/2007 |
|
1 |
| CME |
Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps |
07/05/2018 |
Certified |
07/19/2018 |
|
1 |
| ICLR US |
Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member |
11/21/2007 |
Certified |
11/27/2007 |
|
1 |
| ICLR US |
Amendments to ICUS's Risk Management Framework |
10/25/2019 |
Certified |
11/08/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
| ICLR US |
Amendments to ICUS Rule 204 |
03/26/2021 |
Certified |
04/09/2021 |
|
1 |
| ICLREU2 |
Amendments to ICEU Delivery Procedures |
10/04/2018 |
Certified |
10/19/2018 |
|
2 |
| ICE NGX |
Amendments to ICE NGX's Risk Management Framework |
02/19/2021 |
Certified |
03/05/2021 |
|
2 |
| ICE NGX |
Amendments to ICE NGX Risk Management Framework |
04/14/2021 |
Certified |
04/28/2021 |
|
2 |
| ICLR US |
Amendments to ICE Clear U.S.'s Rules |
10/27/2022 |
Certified |
11/10/2022 |
|
2 |
| ICLREU2 |
Amendments to ICE Clear Europe's 'CDS End-of-Day Price Discovery Policy' to enhance the methodology used to determine Bid Offer Widths for single name CDS Contracts and to make corresponding changes to related governance processes. |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
| ICLREU2 |
Amendments to ICE Clear Europe rules and procedures to implement a clearing relationship under which ICE Clear Europe will clear contracts traded on the LIFFE Administration and Management market |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. |
11/19/2012 |
Certified |
12/05/2012 |
|
1 |
| LCHLTD |
Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| OCC |
Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 |
03/15/2012 |
Certified |
03/30/2012 |
|
1 |
| ICLREU2 |
Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements |
03/16/2015 |
Certified |
03/30/2015 |
|
1 |
| ICLREU2 |
Amendments to facilitate the clearing of foreign exchange products |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| OCC |
Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. |
05/15/2008 |
Certified |
05/19/2008 |
|
1 |
| ICLREU2 |
Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts |
10/28/2014 |
Certified |
11/12/2014 |
|
2 |
| ICLREU2 |
Amendments to Delivery procedures for European Government Bond Contracts |
01/07/2015 |
Certified |
01/22/2015 |
|
1 |
| ICLREU2 |
Amendments to Delivery Procedures |
08/15/2011 |
Certified |
08/30/2011 |
|
1 |
| LCHLTD |
Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. |
01/28/2009 |
Certified |
02/26/2009 |
|
1 |
| MIAX |
Amendments to default procedures |
03/08/2012 |
Certified |
03/23/2012 |
|
1 |
| ICE NGX |
Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. |
06/02/2009 |
Certified |
06/04/2009 |
|
1 |
| ICE NGX |
Amendments to CPA and Margin Methodology Guide |
04/08/2020 |
Certified |
04/22/2020 |
|
1 |
| ICLREU2 |
Amendments to contract terms for Brent 1st Line Swap |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| ICECC |
Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). |
03/23/2012 |
Approved |
05/07/2012 |
|
1 |
| CME |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
| CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
| NYMEX |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
0 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members |
08/17/2018 |
Certified |
08/31/2018 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. |
02/05/2019 |
Certified |
02/20/2019 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") |
03/15/2016 |
Certified |
03/29/2016 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX Rule 971.C |
12/13/2013 |
Certified |
12/30/2013 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rules 802.A, 804, 805, 8F006 and 8F025 Regarding Default Management; Default Management Guidelines |
11/08/2024 |
10 Day Review |
11/08/2024 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapter 8, and CME Rulebook Chapters 8F and 8G. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") |
08/11/2021 |
Withdrawn |
08/25/2021 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) |
08/19/2022 |
Certified |
09/02/2022 |
|
1 |
