Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Adoption of New Rules for Liquidity Risk Management 07/18/2014 Certified 12/23/2014 2
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
CME Adoption of Modified Split Allocation feature of CME's SPAN methodology for certain energy futures contracts; 12-189. 06/08/2012 Certified 06/22/2012 1
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
ICLREU2 Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. 02/15/2013 Certified 03/05/2013 1
CME Adoption of CME, CBOT, NYMEX/COMEX Rule 915. ("Liquidity Polls") and Revisions to CME Rule 8G04.7. ("IRS Clearing Member Obligations and Qualifications") 10/04/2024 Certified 10/21/2024 1
CME Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. 01/05/2016 Certified 01/20/2016 1
KKL Adoption of an additional method to deposit and withdraw U.S. dollars 10/11/2024 Certified 10/25/2024 2
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
CME Administrative Modifications to CME Clearing's Liquidity Risk Management Framework 11/09/2021 Certified 11/24/2021 2
CME Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") 09/21/2021 Certified 10/05/2021 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
CME Additions to USD Interest Rate Swap offering 08/19/2011 Certified 08/20/2011 1
ICE NGX Addition of US natural gas products for clearing 09/07/2011 Certified 09/08/2011 1
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
ICECC Addition of standard emerging sovereign single name (security based swaps) for clearing 10/03/2011 Certified 10/19/2011 1
ICE NGX Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. 06/21/2022 Certified 07/06/2022 1
LCHLTD Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral 05/02/2012 Certified 05/17/2012 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
ICE NGX Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants 07/18/2012 Certified 08/02/2012 1
MIAX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
ICLREU2 Addition of new cleared OTC products 10/20/2011 Certified 11/04/2011 1
ICLREU2 Addition of new cleared energy products 09/09/2011 Certified 09/10/2011 1
ICLREU2 Addition of new cleared climate products 08/15/2011 Certified 08/16/2011 1
CME Addition of new CDX products 08/19/2011 Certified 08/20/2011 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
ICECC Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. 08/09/2012 Certified 08/24/2012 1
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
ICE NGX Addition of four physically settled natural gas futures contracts 06/06/2024 Certified 06/21/2024 1
ICE NGX addition of four (4) physically settled natural gas contracts with delivery at Agua Blanca. 09/10/2024 Certified 09/24/2024 1
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
CME Addition of CDX North American Investment Grade and High Yield Index Series 17 products 09/06/2011 Certified 09/07/2011 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1
OCC Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. 03/08/2013 Certified 03/23/2013 1