| MIAX |
Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. |
01/14/2008 |
Certified |
02/04/2008 |
|
1 |
| LCHLLC |
Amend risk management procedures to modify stress test parameters, quarterly risk monitoring, and clarify construction of revaluation curves. |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
| LCHLTD |
Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
| CME |
Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members |
10/17/2011 |
Certified |
11/01/2011 |
|
1 |
| LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
| CCORP |
Amend definition of Exchange Market to include CCFE's options on carbon financial instrument futures. |
02/26/2008 |
Certified |
02/29/2008 |
|
1 |
| CCORP |
Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events |
07/10/2008 |
Certified |
07/10/2008 |
|
1 |
| OCC |
Amend definition of "fund share" to clarify eligibility of SPDR Gold Trust Shares (f/k/a/ as streetTRACKS Gold Trust Shares) as underlying interests for options contracts that will be cleared as securities |
02/05/2008 |
Approved |
05/30/2008 |
|
5 |
| ICLR US |
Amend Default Management Procedures |
01/06/2016 |
Certified |
01/21/2016 |
|
2 |
| OCC |
Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 |
07/10/2012 |
Withdrawn |
07/16/2012 |
|
2 |
| LCHLTD |
Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| OCC |
Allocation of Cleared Trades |
12/13/2005 |
Certified |
12/13/2005 |
|
1 |
| CME |
Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR |
03/31/2014 |
Certified |
12/23/2014 |
|
3 |
| CME |
Advance notice of proposed rules relating to liquidity risk management. |
12/18/2013 |
Withdrawn |
03/28/2014 |
|
2 |
| ICECC |
Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. |
03/06/2013 |
Withdrawn |
10/07/2016 |
|
1 |
| CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
| CME |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| MIAX |
Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
| CME |
Adoption of New Rules for Liquidity Risk Management |
07/18/2014 |
Certified |
12/23/2014 |
|
2 |
| CME |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| ICLR US |
Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members |
11/12/2003 |
Certified |
11/13/2003 |
|
1 |
| CME |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
| CME |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| CME |
Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| CME |
Adoption of Modified Split Allocation feature of CME's SPAN methodology for certain energy futures contracts; 12-189. |
06/08/2012 |
Certified |
06/22/2012 |
|
1 |
| OCC |
Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions |
05/23/2008 |
Certified |
05/27/2008 |
|
1 |
| OCC |
Adoption of Governance Fitness Standards to comply with DCO Core Principle O |
08/31/2011 |
Certified |
09/16/2011 |
|
1 |
| ICLREU2 |
Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. |
02/15/2013 |
Certified |
03/05/2013 |
|
1 |
| CME |
Adoption of CME, CBOT, NYMEX/COMEX Rule 915. ("Liquidity Polls") and Revisions to CME Rule 8G04.7. ("IRS Clearing Member Obligations and Qualifications") |
10/04/2024 |
Certified |
10/21/2024 |
|
1 |
| CME |
Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. |
01/05/2016 |
Certified |
01/20/2016 |
|
1 |
| KKL |
Adoption of an additional method to deposit and withdraw U.S. dollars |
10/11/2024 |
Certified |
10/25/2024 |
|
2 |
| CME |
Adoption of a New Framework for Initial Margin Calculations |
05/28/2019 |
Certified |
07/19/2019 |
|
3 |
| CME |
Administrative Modifications to CME Clearing's Liquidity Risk Management Framework |
11/09/2021 |
Certified |
11/24/2021 |
|
2 |
| CME |
Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") |
09/21/2021 |
Certified |
10/05/2021 |
|
1 |
| OCC |
Adjustment to Futures and Futures Options |
12/23/2005 |
Certified |
12/23/2005 |
|
1 |
| CME |
Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement |
01/11/2005 |
Certified |
01/12/2005 |
|
1 |
| CME |
Additions to USD Interest Rate Swap offering |
08/19/2011 |
Certified |
08/20/2011 |
|
1 |
| ICE NGX |
Addition of US natural gas products for clearing |
09/07/2011 |
Certified |
09/08/2011 |
|
1 |
| LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| CMECE |
Addition of three new refined oil swap contracts |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ICECC |
Addition of standard emerging sovereign single name (security based swaps) for clearing |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| ICE NGX |
Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. |
06/21/2022 |
Certified |
07/06/2022 |
|
1 |
| LCHLTD |
Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral |
05/02/2012 |
Certified |
05/17/2012 |
|
1 |
| CME |
Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base |
08/31/2016 |
Certified |
12/20/2016 |
|
10 |
| ICE NGX |
Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants |
07/18/2012 |
Certified |
08/02/2012 |
|
1 |
| MIAX |
Addition of new Rule regarding Bitnomial Exchange block trades |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
| ICLREU2 |
Addition of new cleared OTC products |
10/20/2011 |
Certified |
11/04/2011 |
|
1 |
| ICLREU2 |
Addition of new cleared energy products |
09/09/2011 |
Certified |
09/10/2011 |
|
1 |
