Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
CME Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. 12/26/2012 Certified 01/11/2013 2
KCC Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 12/26/2012 Certified 01/11/2013 2
CME Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. 12/27/2012 Certified 01/12/2013 1
ICLR US Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. 12/27/2012 Certified 01/12/2013 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
MGEX Housekeeping deletion to Rule 760 (Margins). 01/08/2013 Certified 01/24/2013 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 01/09/2013 Certified 01/25/2013 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
ICLREU2 Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. 01/23/2013 Certified 02/07/2013 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
CCORP Amended Rules provide for the addition of a new Exchange Market, ICE Futures U.S., Inc. and contain deletions related to delisted products and Exchange Markets for which The Clearing Corporation no longer clears. 01/31/2013 Certified 02/15/2013 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
LCHLTD Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. 02/13/2013 Certified 03/01/2013 1
OCC Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. 02/14/2013 Certified 03/02/2013 1
CME Acceptance for clearing of SEK, DKK and NOK Interest Rate Swaps; OIS Swaps up to 5 years; 1-month Designated Maturity for IRS denominated in EUR, GBP and JPY; 13-047. 02/14/2013 Certified 03/02/2013 1
CME Change to the Collateral Categorization for Treasury Inflation Protected Securities; 13-049. 02/14/2013 Certified 03/02/2013 1
ICLREU2 Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. 02/15/2013 Certified 03/05/2013 1
OCC Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. 02/19/2013 Certified 03/06/2013 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
CME Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. 03/04/2013 Certified 03/19/2013 1
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
ICLREU2 New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. 03/07/2013 Withdrawn 03/14/2013 1
OCC Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. 03/08/2013 Certified 03/23/2013 1
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
CCH Removal of Treasury securities from accepted collateral for margin; 2013-1. 03/13/2013 Certified 03/28/2013 1
CCH Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. 03/13/2013 Certified 03/28/2013 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
ICECC New rule governing SDR reporting obligations. 03/14/2013 Withdrawn 03/22/2013 2
ICLREU2 New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. 03/15/2013 Withdrawn 03/21/2013 2
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
NADEX Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. 03/26/2013 Certified 03/26/2013 1
CME Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. 03/28/2013 Certified 04/12/2013 1
MGEX Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. 04/03/2013 Certified 04/18/2013 1
CME New rules governing LSOC with excess; 13-132. 04/05/2013 Certified 04/20/2013 1
CCH Change to rules in relation to Participant Clearing Accounts to reflect that funds are Member Property, and to prevent confusion as the current term ("segregation") implies customer property. 04/08/2013 Certified 04/23/2013 1
ICECC Proposed Rule 211 governing SDR reporting obligations. 04/10/2013 Certified 04/25/2013 3
ICLREU2 Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. 04/12/2013 Certified 04/27/2013 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
LCHLTD Changes related to implementation of SwapClear's Strategic Initial Margin Methodology. 04/15/2013 Certified 04/30/2013 1
LCHLTD Rulebook changes to accommodate straight-through processing. 04/15/2013 Certified 04/30/2013 1
OCC Rule changes related to the change of expiration date from the Saturday following the third Friday of the specified expiration month to the third Friday of the specified expiration month; SR-OCC-2013-04 and SR-OCC-2013-802. 04/17/2013 Certified 05/02/2013 2
LCHLLC Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. 04/19/2013 Certified 05/04/2013 1