| CME |
Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations |
07/18/2014 |
Certified |
08/01/2014 |
|
2 |
| CME |
Changes to the CDS Risk Model |
07/18/2014 |
Certified |
09/18/2014 |
|
3 |
| OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
07/22/2014 |
Certified |
08/04/2014 |
|
1 |
| OCC |
This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. |
07/24/2014 |
Certified |
08/07/2014 |
|
2 |
| LCHLTD |
LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. |
07/25/2014 |
Certified |
08/08/2014 |
|
1 |
| LCHLTD |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
| LCHLLC |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
| LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
| CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. |
08/11/2014 |
Certified |
08/25/2014 |
|
1 |
| ICECC |
The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
08/12/2014 |
Certified |
08/26/2014 |
|
3 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. |
08/18/2014 |
Certified |
09/02/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. |
08/20/2014 |
Certified |
09/03/2014 |
|
1 |
| OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. |
08/29/2014 |
Certified |
09/15/2014 |
|
1 |
| ICECC |
ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. |
09/02/2014 |
Certified |
12/15/2014 |
|
2 |
| CME |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| LCHSA |
SA ISDA New CDS Definitions |
09/04/2014 |
Certified |
09/18/2014 |
|
7 |
| LCHLLC |
Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. |
09/04/2014 |
Certified |
09/18/2014 |
|
3 |
| CME |
Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing |
09/04/2014 |
Certified |
12/15/2014 |
|
2 |
| CME |
Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions |
09/05/2014 |
Certified |
09/19/2014 |
|
2 |
| CME |
Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract |
09/11/2014 |
Certified |
09/25/2014 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. |
09/12/2014 |
Certified |
09/26/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. |
09/16/2014 |
Certified |
09/29/2014 |
|
1 |
| CME |
Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 |
09/23/2014 |
Certified |
10/06/2014 |
|
1 |
| CME |
Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers |
09/23/2014 |
Certified |
10/07/2014 |
|
2 |
| NADEX |
This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees |
09/26/2014 |
Certified |
10/10/2014 |
|
1 |
| CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
| ICECC |
ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. |
09/30/2014 |
Certified |
11/04/2014 |
|
2 |
| CME |
Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| ICLR US |
Changes to disciplinary procedures and open interest reporting rule. |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| CME |
Change in Profercy Reference Price of the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract |
10/09/2014 |
Certified |
10/24/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. |
10/10/2014 |
Certified |
10/24/2014 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| CME |
Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| OCC |
This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. |
10/21/2014 |
Certified |
11/04/2014 |
|
2 |
| CME |
Enhancements to CDS Risk Model |
10/23/2014 |
Certified |
12/22/2014 |
|
2 |
| LCHLTD |
Change to the SwapClear service European Client Account Fees |
10/24/2014 |
Certified |
11/06/2014 |
|
1 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| ICLREU2 |
Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts |
10/28/2014 |
Certified |
11/12/2014 |
|
2 |
| ICECC |
ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
| CME |
Deletion of NYMEX Rules 990 and 992 |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
