Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
CME Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts 06/01/2015 Certified 06/01/2015 2
ICLREU2 ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. 06/02/2015 Certified 06/16/2015 2
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Singapore Government Debt 06/08/2015 Certified 06/22/2015 6
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
LCHLTD LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). 06/09/2015 Certified 06/22/2015 1
CCH This Rule change amends the bank account requirements for applicants. 06/11/2015 Certified 06/25/2015 1
OCC This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. 06/18/2015 Certified 07/02/2015 2
OCC This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. 06/18/2015 Certified 07/02/2015 1
ICLR US ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. 06/18/2015 Certified 07/02/2015 1
ICLREU2 ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. 06/19/2015 Certified 07/02/2015 1
SGX-DC The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. 06/22/2015 Certified 07/06/2015 1
ICLR US Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources 06/29/2015 Certified 07/14/2015 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
MIAX Amendments to Chapter 21 of the MGEX Rulebook. 07/08/2015 Certified 07/22/2015 1
ICLR US Amendment to By-law 5.6 Supermargin and Position Risk 07/08/2015 Certified 07/22/2015 3
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
LCHLTD Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. 07/16/2015 Certified 07/29/2015 1
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
LCHLTD In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. 07/23/2015 Certified 08/06/2015 1
ICLREU2 Certification in relation to fees for EMIR customer accounts 07/23/2015 Certified 08/06/2015 1
ICECC ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. 07/27/2015 Certified 08/10/2015 2
CME Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 07/29/2015 Certified 08/12/2015 1
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
ICLREU2 The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. 07/31/2015 Certified 08/14/2015 1
ICLREU2 The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 07/31/2015 Withdrawn 08/13/2015 2
SGX-DC Amendments to the Final Settlement Price. 08/03/2015 Certified 08/14/2015 1
CME Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution 08/03/2015 Certified 08/17/2015 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
ICLREU2 ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. 08/17/2015 Certified 08/31/2015 2
LCHLTD The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. 08/24/2015 Certified 09/04/2015 1
OCC This prposed rule change would allow a clearing fee waiver for exchange new products. 08/28/2015 Withdrawn 09/09/2015 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
OCC This proposed rule change would allow a clearing fee waiver for exchange new products. 09/02/2015 Certified 09/17/2015 1
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
ICLREU2 The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 09/03/2015 Certified 09/18/2015 2
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services 09/08/2015 Certified 09/22/2015 1
LCHLTD Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. 09/09/2015 Certified 09/23/2015 1
LCHLTD Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. 09/15/2015 Certified 09/29/2015 1
LCHLTD Self-certification of the SwapClear service Client Deposit Rate (CDR) change. 09/16/2015 Certified 09/29/2015 1
ICLREU2 The purpose of the rule amendment is to modify the ICE Clear Europe ("ICEU") Delivery Procedures in connection with the launch by the ICE Endex market of the ICE Endex Italian PSV Natural Gas Futures Contract, which will be cleared by ICEU. 09/16/2015 Certified 09/30/2015 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House 09/17/2015 Certified 10/01/2015 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1