Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. 09/21/2015 Certified 10/05/2015 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
OCC This proposed rule change concerns the requirement for clearing members to participate in operational testing. 10/02/2015 Certified 10/19/2015 1
OCC This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. 10/05/2015 Certified 10/20/2015 2
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
LCHLTD LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. 10/15/2015 Certified 10/28/2015 1
ICECC The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. 10/15/2015 Certified 10/29/2015 2
LCHLTD Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. 10/16/2015 Certified 10/29/2015 2
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
SGX-DC Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. 10/19/2015 Certified 11/02/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules to introduce Australian Dollar Index swaps ("AUD OIS") as an eligible SwapClear Contract. 10/30/2015 Certified 11/13/2015 1
ICLREU2 To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. 10/30/2015 Certified 11/16/2015 2
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
SGX-DC Weekly notification of rule amendments for the week of 2 November 2015. 11/09/2015 Notified 11/09/2015 2
CME Weekly Notification of Rule Amendments - Week of November 2, 2015 11/12/2015 Notified 11/12/2015 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
OCC Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. 11/30/2015 Certified 12/14/2015 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. 12/02/2015 Certified 12/15/2015 1
LCHLTD The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. 12/02/2015 Certified 12/16/2015 1
ICE NGX Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. 12/02/2015 Certified 12/16/2015 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
LCHLTD Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. 12/16/2015 Certified 12/30/2015 1
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
LCHLTD LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. 12/31/2015 Certified 01/14/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. 12/31/2015 Certified 01/15/2016 2
CME Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. 01/05/2016 Certified 01/20/2016 1
ICLR US Amend Default Management Procedures 01/06/2016 Certified 01/21/2016 2
CME Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members 01/07/2016 Certified 01/22/2016 1
LCHLTD The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. 01/13/2016 Certified 01/28/2016 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1