Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Weekly Notification of Rule Amendments Pursuant to Regulation 40.6(d) 01/21/2016 Notified 01/21/2016 1
LCHLTD LCH.Clearnet Limited is proposing rule changes to include a definition of the term `Applicable Law' and a requirementfor Clearing Members with clearing clients incorporated in Singapore to provide a disclosure notice tothose clients. 01/21/2016 Certified 02/04/2016 1
SGX-DC Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules 01/27/2016 Certified 02/10/2016 1
SGX-DC Weekly notification of rule amendments for the week of 25 January 2016. 02/01/2016 Notified 02/01/2016 2
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
OCC This proposed rule change concerns pass-through letters of credit. 02/02/2016 Certified 02/17/2016 1
ICECC ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. 02/03/2016 Certified 02/18/2016 2
CME Weekly Notification of Rule Amendments - Week of January 25, 2016 02/04/2016 Notified 02/04/2016 1
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 02/05/2016 Notified 02/05/2016 2
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
ICLR US Changes to Risk Management Framework 02/16/2016 Certified 03/01/2016 2
ICECC ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. 02/19/2016 Certified 03/04/2016 3
CME Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice 02/23/2016 Certified 03/08/2016 2
OCC This proposed rule change concerns enhancements to OCC's governance arrangements. 02/24/2016 Certified 03/09/2016 2
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
ICLREU2 ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. 02/26/2016 Certified 03/11/2016 3
ICLREU2 The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. 02/29/2016 Certified 03/14/2016 3
OCC The purpose of this proposed rule change is to simplify OCC's fee structure. 03/02/2016 Certified 03/16/2016 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
LCHLTD Circular Self Certification - describing operating procedures for Good Friday and Easter Monday 03/07/2016 Certified 03/21/2016 1
LCHSA Self Certification of amendments to CDS clearing rules relating to extension of CDS clearing service to the clearing of CDX investment grade indices and related US Single Names 03/09/2016 Certified 03/23/2016 1
CME Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") 03/09/2016 Certified 03/23/2016 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2
EUREX Amendments for Eurex Clearing Circular 030-10 03/14/2016 Certified 03/28/2016 2
OCC This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. 03/15/2016 Withdrawn 07/15/2016 2
OCC Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. 03/15/2016 Certified 03/29/2016 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") 03/15/2016 Certified 03/29/2016 2
CME Amendments to CME Rule 8G27 (IRS Risk Committee) 03/18/2016 Certified 04/01/2016 1
ICLREU2 To amend certain aspects of the ICEU Clearing Procedures and Delivery Procedures principally relating to equity futures and options contracts traded on the ICE Futures Europe market and cleared by ICE Clear Europe. 03/22/2016 Certified 04/04/2016 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
CME Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") 03/24/2016 Certified 04/07/2016 1
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/29/2016 Certified 04/12/2016 2
CME Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") 03/30/2016 Certified 04/13/2016 1
EUREX Sets forth further description of service listed in Rule Certification 018-16 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. 04/01/2016 Certified 04/15/2016 2
CME Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 04/01/2016 Certified 04/15/2016 1
SGX-DC Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. 04/15/2016 Certified 04/28/2016 3
LCHSA Notification under CFTC regulation 40.6(d) in order to correct a minor typographical error in the change to the CDS products fee grid. 04/15/2016 Notified 04/15/2016 1
EUREX Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. 04/22/2016 Certified 05/06/2016 2
LCHLTD LCH is submitting for self-certification changes to its rules to allow portfolio margining between its SwapClear and Listed Rates clearing services. 04/28/2016 Certified 05/11/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. 04/28/2016 Certified 05/12/2016 2
ICLREU2 To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. 04/28/2016 Certified 05/12/2016 2