Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendment to By-Law Section 5.4 re: custodial failures 04/28/2016 Certified 05/12/2016 1
CME Amendments to Chapter 8 ("Clearing House and Performance Bonds"); CME Chapter 8G ("Interest Rate Derivative Clearing") and CME Chapter 8H ("Credit Default Swaps Clearing") to Effect Conditions of European Commission's Equivalence Determination 05/02/2016 Certified 05/16/2016 1
CME Amendments to CME Rule 204A04. ("Daily Settlement Price") and Expansion of Listing Schedule of the Malaysian Palm Oil Calendar Swap (Cleared Only) Contract 05/03/2016 Certified 05/17/2016 2
LCHSA The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. 05/09/2016 Certified 05/20/2016 1
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
OCC Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. 05/16/2016 Certified 05/31/2016 1
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to change the calculation of single name Firm Trade notional limits to be at a Clearing Participant affiliate group level. 05/17/2016 Certified 06/01/2016 2
LCHSA Submission for self-certification the addition of the new trade name "LCH SA" 05/19/2016 Certified 06/02/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to changes to EurexOTC Clear IRS Release 6.1 and Clearing Member request to split ICM collateral pools. 05/19/2016 Certified 06/03/2016 2
SGX-DC Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. 05/20/2016 Certified 06/03/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. 05/20/2016 Certified 06/06/2016 2
LCHLTD A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. 05/24/2016 Certified 06/07/2016 1
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 05/31/2016 Withdrawn 06/07/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 070/16 05/31/2016 Certified 06/14/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 071/16 05/31/2016 Certified 06/14/2016 2
ICLREU2 ICE Clear Europe is adopting amendments to its delivery procedures relating to containerised white sugar futures contracts. 06/01/2016 Certified 06/15/2016 2
LCHLLC Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members 06/02/2016 Certified 06/16/2016 1
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices 06/08/2016 Certified 06/22/2016 2
LCHLTD LCH Limited is self-certifying rule changes to reflect a reporting obligation of certain non-Yen SwapClear transactions to the Japanese Financial Services Agency and to add a reference to the appointment of an administrator in its Default Rules. 06/09/2016 Certified 06/23/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 06/14/2016 Certified 06/28/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 06/15/2016 Certified 06/29/2016 1
OCC Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. 06/17/2016 Certified 07/01/2016 1
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions 06/23/2016 Certified 07/08/2016 2
LCHLTD Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. 06/27/2016 Certified 07/12/2016 1
CME Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. 06/30/2016 Certified 07/15/2016 1
CME Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 06/30/2016 Certified 07/15/2016 1
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification tCDS Clearing Rule Book, Procedures and Clearing Notices as specified in the attached document. 07/08/2016 Certified 07/22/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process 07/08/2016 Certified 07/22/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee 07/11/2016 Certified 07/25/2016 . 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the refinement of the CDS Liquidity Margin initiative (Lot 3) to be implemented on 26 July 2016 07/12/2016 Certified 07/26/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1
LCHLTD LCH proposes to amend its rules to allow the transfer of positions between FCM Clearing Members' Proprietary accounts and from an FCM Clearing Member to a SCM, provided that the SCM and FCM Clearing Member are affiliated. 07/15/2016 Withdrawn 07/26/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 07/15/2016 Certified 07/29/2016 1
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs 07/20/2016 Certified 08/03/2016 2
ICLREU2 To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. 07/21/2016 Certified 08/03/2016 3
CME Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. 07/22/2016 Withdrawn 09/19/2018 10
EUREX Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures 07/26/2016 Certified 08/09/2016 2
OCC This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. 07/27/2016 Certified 08/10/2016 3
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. 07/29/2016 Certified 08/12/2016 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc 08/09/2016 Certified 08/23/2016 2