Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) 05/01/2017 Certified 05/15/2017 1
SGX-DC Weekly notification of rule amendments for the week of 24 April 2017. 05/01/2017 Notified 05/01/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. 05/02/2017 Certified 05/16/2017 1
CMECE Weekly Notification of RuleAmendments - Week of April 17, 2017 05/03/2017 Notified 05/03/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
CME Weekly Notification of Rule Amendments - Week of April 24, 2017 05/05/2017 Notified 05/05/2017 1
OCC Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. 05/05/2017 Certified 05/19/2017 1
SGX-DC Weekly notification of rule amendments for the week of 1 May 2017. 05/07/2017 Notified 05/07/2017 2
LCHLTD LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. 05/08/2017 Certified 05/22/2017 1
MIAX Rule amendment to allow MGEX officers to make non-substantive updates. 05/08/2017 Certified 05/22/2017 1
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
CME Weekly Notification of Rule Amendments - Week of May 1, 2017 05/11/2017 Notified 05/11/2017 1
ICLREU2 ICE Clear Europe is amending its CDS End-of-Day Price Discovery Policy to change the calculation of firm trade notional limits for single-name CDS Contracts. ICEU is also amending its Price Submission Disciplinary Framework. 05/11/2017 Certified 05/25/2017 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 05/12/2017 Certified 05/26/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing 05/12/2017 Certified 05/26/2017 2
SGX-DC Weekly notification of rule amendments for the week of 8 May 2017. 05/14/2017 Notified 05/14/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. 05/15/2017 Certified 05/30/2017 2
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
CME Notification Regarding Amendments to CME Rule 743. ("Delivery Infractions") to Adopt New CME Rule 743.C. ("Final Settlement Finality Rule Applicable in Delivery Obligation Failure") for FX Delivery 05/18/2017 Certified 06/02/2017 2
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
CME Weekly Notification of Rule Amendments - Week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
NODALCL Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. 05/19/2017 Certified 06/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 15 May 2017. 05/22/2017 Notified 05/22/2017 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 05/22/2017 Certified 06/06/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options 05/22/2017 Certified 06/06/2017 2
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
MIAX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
CMECE Weekly notification of rule amendments 05/25/2017 Notified 05/25/2017 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2017 05/25/2017 Notified 05/25/2017 1
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
SGX-DC Weekly notification of rule amendments for the week of 22 May 2017. 05/28/2017 Notified 05/28/2017 2
MIAX Weekly notification of rule amendments regarding changes to HRSW spread margin rates 06/01/2017 Notified 06/01/2017 1
CME Weekly Notification of Rule Amendments - Week of May 22, 2017 06/01/2017 Notified 06/01/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/02/2017 Notified 06/02/2017 2
SGX-DC Weekly notification of rule amendments for the week of 29 May 2017. 06/04/2017 Notified 06/04/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions 06/05/2017 Certified 06/19/2017 2
OCC Proposed rule change by The Options Clearing Corporation concerning a new Stock Options and Futures Settlement Agreement ("New Accord") between OCC and the National Securities Clearing Corporation. 06/06/2017 Certified 06/20/2017 2
ICECC ICC proposes changes to its cash investment yield schedule. 06/08/2017 Certified 06/22/2017 2
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/08/2017 Certified 06/22/2017 2
CME Weekly Notification of Rule Amendments - Week of May 29, 2017 06/08/2017 Notified 06/08/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra 06/09/2017 Certified 06/23/2017 2
SGX-DC Weekly notification of rule amendments for the week of 5 June 2017. 06/11/2017 Notified 06/11/2017 2
OCC Proposed rule change concerning the U.S. market transition to a shortened settlement cycle. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
MIAX Changes to outright margin rates 06/15/2017 Notified 06/15/2017 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2017 06/15/2017 Notified 06/15/2017 1